Thorough overview of ubiquitin C‐terminal hydrolase‐L1 and glial fibrillary acidic protein as tandem biomarkers recently cleared by US Food and Drug Administration for the evaluation of intracranial injuries among patients with traumatic brain injury

✅ 全文

泛素C端水解酶-L1和胶质纤维酸性蛋白作为串联生物标志物的全面综述——近期获美国食品药品监督管理局批准用于创伤性脑损伤患者颅内损伤评估

作者 Kevin Wang; Firas Kobeissy; Zaynab Shakkour; Joseph A. Tyndall 期刊 Acute Medicine & Surgery 发表日期 2021 ISSN 2052-8817 DOI 10.1002/ams2.622 类型 原创研究 (Original Research)

📄 中文摘要 Chinese Abstract

中文
创伤性脑损伤(TBI)是全球范围内导致死亡和残疾的主要原因,影响所有年龄段的人群。尽管已有大量研究,但目前尚无FDA批准的TBI治疗药物,且由于损伤的异质性和复杂的病理生理机制,诊断仍具挑战性。现有诊断工具——如格拉斯哥昏迷量表(GCS)和神经影像学(CT和MRI)——在准确性、成本、辐射暴露以及检测轻度TBI(mTBI)方面存在局限性,而mTBI常被漏诊。这促使人们寻找客观、快速且易于获取的生物标志物,以改善TBI评估,尤其是在轻度病例中。

📋 英文结构化总结 English Structured Summary

全文整理

EN

Background:

Traumatic brain injury (TBI) is a leading cause of mortality and morbidity worldwide, affecting individuals of all ages. Despite extensive research, there are currently no FDA-approved drugs for TBI treatment, and diagnosis remains challenging due to the heterogeneity and complex pathophysiology of the injury. Current diagnostic tools—such as the Glasgow Coma Scale (GCS) and neuroimaging (CT and MRI)—have limitations in accuracy, cost, radiation exposure, and ability to detect mild TBI (mTBI), which is often underdiagnosed. This has driven the search for objective, rapid, and accessible biomarkers to improve TBI evaluation, particularly in mild cases.

Methods:

This review synthesizes findings from preclinical and clinical studies on two promising biomarkers—ubiquitin C-terminal hydrolase-L1 (UCH-L1) and glial fibrillary acidic protein (GFAP)—in the context of TBI. The methodology includes analysis of animal models (e.g., controlled cortical impact, fluid percussion injury, blast injury), human clinical trials (including multicenter studies like TRACK-TBI and CENTER-TBI), and regulatory evaluations leading to FDA clearance. Biomarker performance was assessed using metrics such as sensitivity, specificity, area under the receiver operating characteristic curve (AUC), negative predictive value (NPV), and correlation with injury severity, CT/MRI findings, and clinical outcomes.

Results:

UCH-L1 and GFAP are released into biofluids following neuronal and astrocytic damage, respectively. In clinical studies, both biomarkers were significantly elevated in TBI patients compared to controls, with levels correlating strongly with injury severity (GCS score), presence of intracranial lesions on CT, need for neurosurgical intervention, and patient outcomes. GFAP demonstrated superior diagnostic performance over UCH-L1, particularly in detecting CT-positive injuries and predicting neurosurgical needs. The combination of UCH-L1 and GFAP yielded high sensitivity (up to 97.6%) and NPV (99.6%) for ruling out intracranial injury, supporting its use to avoid unnecessary CT scans. Notably, GFAP also detected MRI abnormalities in CT-negative mTBI patients, highlighting its added value in subtle injury detection.

Data Summary:

In a large multicenter study (n = 1,959), serum GFAP and UCH-L1 levels were significantly higher in CT-positive versus CT-negative mTBI patients (median GFAP: 135.0 vs. 22.2 pg/mL; UCH-L1: 604.8 vs. 261.0 pg/mL; P < 0.0001). The tandem test showed 97.6% sensitivity and 99.6% NPV for intracranial injury. In severe TBI, GFAP AUC for predicting death was 0.761 and for unfavorable outcome was 0.823. Across multiple studies, GFAP consistently outperformed UCH-L1 in diagnostic accuracy, with AUCs ranging from 0.84 to 0.97 for CT lesion detection. Pediatric and adult cohorts confirmed the biomarkers’ utility across age groups and injury severities.

Conclusions:

The UCH-L1/GFAP tandem blood test represents a major advance in TBI diagnostics, offering a rapid, objective, and non-invasive tool to assess intracranial injury. Its high sensitivity and negative predictive value support clinical use in ruling out the need for CT scanning in mTBI, thereby reducing radiation exposure and healthcare costs. While GFAP alone shows stronger diagnostic performance, the combination enhances overall reliability. These biomarkers fulfill critical unmet needs in acute TBI management and have paved the way for point-of-care testing platforms currently under development and regulatory evaluation.

Practical Significance:

The FDA-cleared Brain Trauma Indicator™ (based on UCH-L1 and GFAP) enables emergency clinicians to make faster, more informed decisions about neuroimaging in adult mTBI patients, potentially avoiding unnecessary CT scans in over 99% of cases where no intracranial lesion is present. Ongoing development of point-of-care devices (e.g., Abbott’s i-STAT platform) promises rapid bedside testing within minutes, enhancing triage efficiency in emergency departments, military settings, and sports medicine—transforming TBI care through precision diagnostics.

📋 中文结构化总结 Chinese Structured Summary

中文

背景:

创伤性脑损伤(TBI)是全球范围内导致死亡和残疾的主要原因,影响所有年龄段的人群。尽管已有大量研究,但目前尚无FDA批准的TBI治疗药物,且由于损伤的异质性和复杂的病理生理机制,诊断仍具挑战性。现有诊断工具——如格拉斯哥昏迷量表(GCS)和神经影像学(CT和MRI)——在准确性、成本、辐射暴露以及检测轻度TBI(mTBI)方面存在局限性,而mTBI常被漏诊。这促使人们寻找客观、快速且易于获取的生物标志物,以改善TBI评估,尤其是在轻度病例中。

方法:

本综述综合了临床前和临床研究中关于两种有前景的生物标志物——泛素C末端水解酶-L1(UCH-L1)和胶质纤维酸性蛋白(GFAP)——在TBI背景下的研究证据。研究方法包括分析动物模型(如控制性皮质撞击、液压冲击损伤、爆炸损伤)、人体临床试验(包括TRACK-TBI和CENTER-TBI等多中心研究)以及导致FDA批准的监管评估。生物标志物性能通过敏感性、特异性、受试者工作特征曲线下面积(AUC)、阴性预测值(NPV)以及与损伤严重程度、CT/MRI表现和临床结局的相关性等指标进行评估。

结果:

UCH-L1和GFAP分别在神经元和星形胶质细胞损伤后释放到生物体液中。临床研究中,TBI患者的这两种生物标志物水平均显著高于对照组,且其水平与损伤严重程度(GCS评分)、CT上是否存在颅内病变、是否需要神经外科干预及患者结局密切相关。GFAP在诊断性能上优于UCH-L1,尤其在检测CT阳性损伤和预测神经外科需求方面表现更佳。UCH-L1与GFAP联合检测对排除颅内损伤具有高敏感性(高达97.6%)和高阴性预测值(99.6%),支持其用于避免不必要的CT扫描。值得注意的是,GFAP还能在CT阴性的mTBI患者中检测到MRI异常,突显其在细微损伤检测中的附加价值。

数据总结:

在一项大型多中心研究(n = 1,959)中,CT阳性mTBI患者的血清GFAP和UCH-L1水平显著高于CT阴性患者(GFAP中位数:135.0 vs. 22.2 pg/mL;UCH-L1:604.8 vs. 261.0 pg/mL;P < 0.0001)。联合检测对颅内损伤的敏感性为97.6%,阴性预测值为99.6%。在重度TBI中,GFAP预测死亡的AUC为0.761,预测不良结局的AUC为0.823。多项研究一致显示,GFAP在诊断准确性上持续优于UCH-L1,其检测CT病变的AUC范围为0.84至0.97。儿科和成人队列研究证实了这些生物标志物在不同年龄组和损伤严重程度中的实用性。

结论:

UCH-L1/GFAP联合血液检测代表了TBI诊断领域的重大进展,提供了一种快速、客观且无创的工具用于评估颅内损伤。其高敏感性和阴性预测值支持在临床中用于排除mTBI患者进行CT扫描的需求,从而减少辐射暴露和医疗成本。尽管GFAP单独使用表现出更强的诊断性能,但两者联合可提高整体可靠性。这些生物标志物满足了急性TBI管理中的关键未竟需求,并为目前正在开发和接受监管评估的即时检测平台铺平了道路。

实际意义:

FDA批准的Brain Trauma Indicator™(基于UCH-L1和GFAP)使急诊临床医生能够更快、更明智地决定成人mTBI患者的神经影像学检查,在不存在颅内病变的情况下,可避免超过99%的不必要CT扫描。即时检测设备(如Abbott的i-STAT平台)的持续发展有望在数分钟内实现床旁快速检测,提升急诊科、军事环境和运动医学中的分诊效率——通过精准诊断变革TBI的临床管理。

📖 英文全文 English Full Text

EN

3317 acutemedsurg Acute Medicine & Surgery Acute Med Surg Wiley PMC7814989 7814989 7814989 33510896 10.1002/ams2.622 Thorough overview of ubiquitin C‐terminal hydrolase‐L1 and glial fibrillary acidic protein as tandem biomarkers recently cleared by US Food and Drug Administration for the evaluation of intracranial injuries among patients with traumatic brain injury Wang Kevin KW 1 2 ✉ Kobeissy Firas H 3 ✉ Shakkour Zaynab 4 Tyndall J Adrian 3 1 Program for Neurotrauma, Neuroproteomics and Biomarkers Research, Departments of Emergency Medicine, Psychiatry, Neuroscience and Chemistry, University of Florida, Gainesville, Florida, USA 2 Brain Rehabilitation Research Center (BRRC), Malcom Randall VA Medical Center, North Florida / South Georgia Veterans Health System, Gainesville, Florida, USA 3 Department of Emergency Medicine, University of Florida, Gainesville, Florida, USA 4 Department of Biochemistry and Molecular Genetics, Faculty of Medicine, American University of Beirut, Beirut, Lebanon * Corresponding: Kevin K Wang, PhD and Firas H Kobeissy, PhD, Program for Neurotrauma, Neuroproteomics and Biomarkers Research, Departments of Emergency Medicine, Psychiatry, Neuroscience and Chemistry, University of Florida, Gainesville, FL. E‐mail: kwang@ufl.edu and firasko@ufl.edu . ✉ Corresponding author. 19 1 2021 8 1 e622 e622 27 1 2021 © 2021 The Authors. Acute Medicine & Surgery published by John Wiley & Sons Australia, Ltd on behalf of Japanese Association for Acute Medicine This is an open access article under the terms of the http://creativecommons.org/licenses/by-nc/4.0/ License, which permits use, distribution and reproduction in any medium, provided the original work is properly cited and is not used for commercial purposes. Abstract Traumatic brain injury (TBI) is a major cause of mortality and morbidity affecting all ages. It remains to be a diagnostic and therapeutic challenge, in which, to date, there is no Food and Drug Administration‐approved drug for treating patients suffering from TBI. The heterogeneity of the disease and the associated complex pathophysiology make it difficult to assess the level of the trauma and to predict the clinical outcome. Current injury severity assessment relies primarily on the Glasgow Coma Scale score or through neuroimaging, including magnetic resonance imaging and computed tomography scans. Nevertheless, such approaches have certain limitations when it comes to accuracy and cost efficiency, as well as exposing patients to unnecessary radiation. Consequently, extensive research work has been carried out to improve the diagnostic accuracy of TBI, especially in mild injuries, because they are often difficult to diagnose. The need for accurate and objective diagnostic measures led to the discovery of biomarkers significantly associated with TBI. Among the most well‐characterized biomarkers are ubiquitin C‐terminal hydrolase‐L1 and glial fibrillary acidic protein. The current review presents an overview regarding the structure and function of these distinctive protein biomarkers, along with their clinical significance that led to their approval by the US Food and Drug Administration to evaluate mild TBI in patients. Keywords: Biomarker, brain injury, diagnostic marker, GFAP, UCH‐L1 Ubiquitin C‐terminal hydrolase‐L1 (UCH‐L1) and glial fibrillary acidic protein (GFAP) proteins have been proposed as promising biomarkers for traumatic brain injury as approved by the US Food and Drug Administration. status released display-pdf yes is-olf no is-manuscript no is-preprint no is-journal-matter no is-scanned no is-retracted no Received 2020 Sep 27; Revised 2020 Dec 2; Accepted 2020 Dec 8; Collection date 2021 Jan-Dec. Introduction Traumatic brain injury (TBI) remains a leading cause of mortality and neurological disability worldwide affecting children and adults. In the latest surveillance report issued by the Centers for Disease Control and Prevention, the number of TBI‐related emergency department visits, hospitalizations, and deaths in 2014 reached 2.87 million in the USA, 53% higher than the casualties reported in 2006.

1 Despite that, to date, no drug has been approved by the US Food and Drug Administration (FDA) for the treatment of patients suffering from TBI. In fact, over the past three decades, more than 30 clinical trials of drugs that showed promising beneficial effects in preclinical and phase I/II have failed to make it to phase III.

2 Among the significant challenges encountered in this regard are the complex pathophysiology of TBI and the poorly understood heterogeneity of the injury along with its clinical characteristics. The severity of TBI, occurring due to a blow or jolt to the head, ranges from mild to moderate–severe and can be assessed by different classification systems, including the Glasgow Coma Scale (GCS) score. Clinical trials usually enroll patients with severe TBI, that is, GCS score of 8 or less

3 ; however, the impairments resulting from a TBI are also frequent after moderate and mild TBI (mTBI). In addition to the injury severity, pathoanatomic classification is another major system that has been deployed in brain injuries describing the anatomical feature or the location of the injury type to be treated. As a consequence of TBI, lesions and abnormalities can occur, such as contusion and focal and diffuse patterns of axonal injury that can be assessed through neuroimaging including magnetic resonance imaging (MRI) and computed tomography (CT) scan.

4 Both the classification system and the current imaging techniques present certain limitations in the diagnosis of TBI. For instance, several factors, irrelevant to the brain injury, can influence the scale, including the misinterpretation of the guidelines by the clinicians.

5 In addition, CT scans expose patients to potentially harmful ionizing radiation, raising health‐care costs.

6 , 7 Accordingly, accurate diagnosis complementing clinical and imaging assessment is required. Biochemical markers, identified in body fluids, are considered as an objective and rapid measure that can confirm the diagnosis of TBI long after the injury. Furthermore, recent studies showed that TBI biomarkers are capable of assessing the severity of the injury and indicating patient prognosis even in mTBI, which sometimes can be difficult to diagnose by other neurological means.

8 , 9 The most studied biomarkers cover a wide range of cell‐specific proteins such as S100 calcium‐binding protein B (S100B), neuron‐specific enolase (NSE), Tau, neurofilament‐light, ubiquitin C‐terminal hydrolase‐L1 (UCH‐L1), and glial fibrillary acidic protein (GFAP) proteins. The levels of these biomarkers in biofluids, whether measured alone or in combination, present a potential indicator of injury severity and a predictor for positive CT scan in TBI subjects.

10 , 11 Blood tests simutaneously measuring the levels of UCH‐L1 and GFAP have recently been approved by the FDA to evaluate concussion in adults. The UCH‐L1 biomarker complements GFAP as each is produced by a different type of cell and measures distinctive molecular events.

12 This review presents the latest advances in biomarker discovery and the clinical significance of GFAP and UCH‐L1 proteins in the diagnosis and prognosis of TBI. Biochemical markers of brain damage: UCH‐L1 and GFAP Cellular damage, resulting from brain injury, leads to the release of cell‐type‐specific proteins into biofluids such as cerebral spinal fluid (CSF), serum, plasma, or blood. There are several characteristics that allow a biofluid marker to be clinically significant, amongst which is the availability of the protein in the above‐mentioned fluids and the ability to readily determine and quantify it. Additionally, the biomarker should increase significantly in the acute phase post‐TBI as compared to control subjects, should be brain‐specific, and should be highly sensitive, reflecting the severity of the TBI.

9 Several biomarkers have been identified as indicators of TBI pathophysiological events including necrosis (SBDP150, SBDP145, and SNTF), apoptosis (SBDP120), neuronal cell body injury (UCH‐L1 and NSE), astrogliosis/astroglia injury (GFAP), and inflammation (interleukin‐6 and autoantibodies) and neurodegeneration (Tau, pTau), which can have temporal profile as shown in Figure  1 .

13 Recent clinical trials investigated novel neuronal and glial proteins and the reliability of utilizing their expression as an indicator of TBI progression.

14 , 15 , 16 Among the promising biomarkers are UCH‐L1 and GFAP as clinically validated early time biomarkers for TBI, as shown in Figure  1 . Fig. 1 Ubiquitin C‐terminal hydrolase‐L1 (UCH‐L1) and glial fibrillary acidic protein (GFAP) proteins have been reported as promising biomarkers for traumatic brain injury at early time points, and received approval from the US Food and Drug Administration. BBB, blood–brain barrier; IL‐6, interleukin‐6; NFL, neurofilament light chain; NSE, neuron‐specific enolase; p‐NF‐H, phosphorylated neurofilament heavy subunit. Ubiquitin C‐terminal hydrolase‐L1 Ubiquitin C‐terminal hydrolase‐L1 is a cytoplasmic deubiquitinating enzyme that is specific to neurons, exclusively in the cytoplasm, and highly abundant constituting up to 1–2% of total proteins in the brain. Moreover, UCH‐L1, being an element of the axonal skeleton, plays a role in axonal transport.

17 During normal and neuropathological situations (i.e. neurodegenerative disorders), UCH‐L1 removes excessive, misfolded, or oxidized proteins, thereby regulating brain protein metabolism by controlling the proteasome pathway.

18 In addition to UCH‐L1, other isoforms in the class of UCH exist, including UCH‐L3, UCH‐L5, and BRCA‐associated protein‐1; however, only UCH‐L1 is abundant in the brain.

19 , 20

Several factors can alter the structure and function of UCH‐L1, including reactive lipid species, genetic mutations, and post‐translational modification.

21 , 22 Reactive lipids such as prostaglandins and isoprostanes, accumulating post‐stroke, and other brain injuries, can covalently modify cysteine residues on specific proteins.

23 Likewise, the inactivation of UCH‐L1 might occur due to familial point mutations occurring at certain gene coding regions, resulting in enhanced neurotoxicity associated with familial Parkinson’s disease (PD) and other neurodegenerative disorders.

24 Post‐translational modification as well plays a crucial role in the alteration of UCH‐L1 through different means. For example, oxidative stress, which is significantly correlated with numerous neurological diseases, including TBI, results in protein oxidation and/or nitration. It has been shown that in Alzheimer’s disease (AD) and PD, UCH‐L1 acts as a major target of oxidation, resulting in carbonyl formation, methionine oxidation, and cysteine oxidation.

25 Moreover, the conversion of UCH‐L1 from its cytosolic form to its membrane‐associated form, implicated in alpha‐synuclein association and alpha‐synuclein dysfunction, seems to be induced through O‐glycosylation and farnesylation.

22 Remarkably, reduced levels of cytosolic UCH‐L1 have been observed in AD and associated with the formation of UCH‐L1 immunoreactive Tau tangles.

26

Glial fibrillary acidic protein Glial fibrillary acidic protein is a monomeric intermediate filament protein representing the main component of the astroglial cytoskeleton.

27 It is a highly specific marker for the central nervous system

28 found in glial cells in both gray and white brain matter.

29 , 30 The main function of GFAP is to maintain the cytoskeletal structure of glial cells and their mechanical strength; in addition to supporting the blood–brain barrier and the neighboring neurons.

31 Interestingly, upon the activation of astrocytes, GFAP plays a crucial role in promoting the morphological changes acquired, including thickening and elongation. Accordingly, in astrogliosis, the increase in size and number of glial cells leads to a remarkable increase in the expression level of GFAP. Furthermore, in the case of astrocytic death, GFAP is released into biofluids, acting as an indicator of brain injury and other degenerative diseases, such as AD and PD.

32 , 33 , 34

Glial fibrillary acidic protein also can be subjected to mutations and numerous post‐translational modifications. Mutations are suggested to result in gain‐of‐function, primarily occurring in the coding regions of the GFAP gene and less often in the promotor regions.

35 Nevertheless, the mutated version of the GFAP gene is associated with aggregate formation, resulting in astrocytic inclusions often observed in brains of patients with Alexander disease.

36 Glial fibrillary acidic protein is a key element in the signaling pathway involved in intermediate filament assembly, highly regulated by protein kinases. The N‐terminal domain of GFAP includes numerous phosphorylation sites that can be targeted, in which elevated phosphorylation of such sites inhibits the polymerization of GFAP and hence disrupts the filament assembly.

37 , 38 It is also suggested that the phosphorylation of GFAP plays a role in the neuronal–glial cross‐talk due to its involvement in the pathway associated with the G‐protein‐coupled mGluR receptor.

38 Likewise, lysine residues in GFAP are prone to differential acetylation, observed mainly in the spinal cord of amyotrophic lateral sclerosis patients; however, the effect of such modification on the structure and function of GFAP is not fully understood.

39 Furthermore, it has been reported that GFAP is highly vulnerable to proteolysis, at both the C‐ and N‐terminal, resulting in GFAP breakdown products (BDPs) that appear to be glia‐toxic.

40 , 41 Such BDPs are observed significantly in TBI, spinal cord injury, and AD,

40 , 42 , 43 in which the GFAP cleavage is mediated by calpain, predominantly, and caspases, leading to the disruption of intermediate filament elongation.

40

Initial proteomics discovery In the early 1980s, Jackson et al . were the first to report UCH‐L1 as a human brain‐specific protein, of approximately 27 kDa molecular weight, using high‐resolution 2D polyacrylamide gel electrophoresis.

44 Later, UCH‐L1, as a TBI marker, was originally identified by Kobeissy et al . in a proteomics study in a rat TBI model in the laboratory of Wang and Hayes in 2006.

45 Using the mass spectrometry–proteomic approach and western blot assays, the differential expression of several cytoplasmic neuroproteins, including UCH‐L1, was shown to be upregulated with the incidence of TBI. After that, the identification of UCH‐L1 was investigated in biofluids of TBI subjects, including CSF and blood, and within 24 h post‐injury to assess the biomarker profiles associated with the injury, suggesting that UCH‐L1 is among the candidate TBI markers detected in biofluids.

45 , 46 , 47 , 48 , 49 Likewise, GFAP has been well characterized in the past decades, achieving the status of astroglia‐specific marker. The first isolation of this protein dates back to 1969, by Eng et al ., who described it as “plaque protein” after its extraction from cerebral tissues of patients suffering from multiple sclerosis.

50 Interestingly, GFAP was then identified as a major component present in patients with fibrous gliosis, characterized by fibrous astrocytes and demyelinated neurons.

27 As astrocytosis is considered among the cascade of events occurring after injuries and in several neurodegenerative diseases, it was believed that GFAP can be a promising diagnostic biomarker for astroglial pathology associated with neurological disorders

51 and TBI.

28 More importantly, GFAP BDPs were reported in severe TBI

52 and mild‐to‐moderate TBI, 53 and have been associated with injury severity, intracranial lesions, and mortality. Accordingly, the detection of enhanced levels of GFAP BDPs can be a potential marker for measuring brain injury. Preclinical and clinical studies considering the promise of UCH‐L1 and GFAP as diagnostic biomarkers for TBI are discussed in the next section. Application in animal models As mentioned earlier, the initial identification of UCH‐L1 in the context of TBI was in a rat model of controlled cortical impact (CCI) in which the authors estimated a two‐fold increase in the expression of this protein in the cortex at 48 h post‐injury.

45 Interestingly, another study evaluated the expression of UCH‐L1 in the non‐invasive rat model of closed‐head projectile concussive impact demonstrating mTBI and reported upregulation of this protein in the cortical tissue.

54 As the size of UCH‐L1 is relatively small, it was suggested that it can readily cross the blood–brain barrier following injury and can hence be detected in CSF and blood.

55 Accordingly, several studies were then carried out in order to investigate the levels of UCH‐L1 in biofluids after brain injuries. Liu et al ., in a rat CCI model, showed that UCH‐L1 was detectable in the CSF within 0.5–2 h after the injury, and persisted up to 24 h, with a similar elevation profile obtained in the rats’ serum.

47 Likewise, the release of UCH‐L1 into biofluids was validated in other models of TBI including controlled blast overpressure exposure,

59 penetrating ballistic brain injury (PBBI), 40 and fluid percussion injury (FPI).

60

Similarly, GFAP, either as an intact (50 kDa) protein or as its subsequent breakdown products (BDPs) (44–38 kDa), is released into biofluids shortly after TBI. In the PBBI rat model, Zoltewicz et al . showed that GFAP expression increased significantly in the injured cortex at day 7 after the injury, and in CSF acutely at day 1 post‐TBI, in which the increase reflected the injury severity.

40 In another study, the expression of GFAP was measured to assess the neurotoxicity in rats.

56 The authors revealed that GFAP increased in CSF and was upregulated in the hippocampus and cortex beginning 24 h post‐kainic acid injection, reaching the peak at 48 h. Furthermore, elevations in GFAP levels were reported in blast TBI at the acute phase (within 24 h) in CSF

57 and serum.

58 Recently, Lafrenaye et al . assessed serum GFAP levels in a pig model of mTBI, and correlated the increase in the circulating biomarker with the axonal injury and histological features of glia. The authors concluded that in diffuse injury, monitoring serum biomarkers can provide clinical relevance regarding the underlying acute pathophysiology following mild injuries.

59

Clinical studies The promise of UCH‐L1 and GFAP in preclinical studies proposing their use as specific biomarkers for TBI was further validated and confirmed through clinical trials; these are illustrated in Table  1 . Ubiquitin C‐terminal hydrolase‐L1 was first investigated in CSF and serum of patients with severe TBI, including pediatric patients, compared to uninjured subjects. The studies reported a significant increase in UCH‐L1 levels in the acute phase (within 24 h) and an association between the obtained concentration and the injury severity.

60 , 61 , 62 , 63 , 64 In addition, Papa et al . reported a marked increase in serum UCH‐L1 in patients with mild and moderate TBI in which the biomarker levels were detectable in the serum within 1 h post‐injury and was associated with measures of injury severity (including GCS score), CT lesions, and neurological intervention.

65 Likewise, several studies reported that the elevation of serum GFAP levels in patients with severe TBI is correlated with injury severity and clinical outcomes.

28 , 66 , 67 , 68 , 69 The GFAP blood levels were shown to predict cerebral hypoxia, which is a secondary insult occurring after brain injury, in patients with severe TBI.

70 The value of GFAP as a brain biomarker has also been established in patients with moderate and mTBI.

53 , 71 , 72 Interestingly, along with GFAP levels, its corresponding BDPs can be of clinical significance. Papa et al . documented that GFAP BDPs can be detected in the serum within 1 h post‐injury in patients with moderate and mBI where the elevated levels obtained were associated with intracranial lesions and neurosurgical intervention.

53 Similarly, another study reported that plasma GFAP BDP levels can distinguish the presence and severity of CT scans, thereby acting as a diagnostic biomarker in TBI.

71

Table 1 Key clinical studies or trials of blood ubiquitin C‐terminal hydrolase‐L1 (UCH‐L1) and glial fibrillary acidic protein (GFAP) in traumatic brain injury (TBI) Biomarker Study design Patient population Levels in controls Levels in TBI patients Outcomes Clinical significance Ref CSF and Serum UCH‐L1

Severe TBI (GCS ≤ 8) Acute phase (over 7 days) Samples collected every 6 h up to 7 days post‐TBI

CSF controls, n  = 24 Serum controls, n  = 167 sTBI, n  = 95

CSF, 7.6 ng/mL (± 2.78) Serum, 0.12 ng/mL (± 0.02)

Mean CSF level = 66.21 ng/mL (± 9.72) Mean serum level = 1.02 ng/mL (± 0.26)

Increased CSF and serum UCH‐L1 all time intervals after injury ( P  < 0.001) Within 12 h post‐injury, CSF and serum UCH‐L1 levels in patients with GCS 3–5 were higher than patients with GCS 5−8 ( P  = 0.07 and P  = 0.02, respectively; Mann–Whitney U ‐test) Within 6 h post‐injury, CSF levels of UCHL1 for non‐survivors was significantly higher than those of survivors (CSF 292.1 ± 47.17 ng/mL versus 67.16 ± 22.32 ng/mL; P  = 0.01, Mann–Whitney U ‐test), as well as those levels over the duration of the study (CSF 97.51 ± 10.93 ng/mL versus 34.33 ± 3.2 ng/mL, respectively, P  < 0.001), Serum levels of UCHL1 for survivors were also significantly higher than those of non‐survivors within the first 6 h (serum 8.42 ± 2.58 ng/mL versus 1.00 ± 0.66 ng/mL, P  = 0.01), as well as throughout the study (1.62 ± 0.33 ng/mL versus 0.23 ± 0.03 ng/mL; P  < 0.001), respectively

Serum levels of UCH‐L1 have potential clinical utility in diagnosing TBI, including correlating to injury severity and survival outcome UCH‐L1 levels in CSF and serum appear to distinguish severe TBI survivors versus non‐survivors within the study, with non‐survivors having significantly higher and more persistent levels of serum and CSF UCH‐L1 Cumulative serum UCH‐L1 level > 5.22 ng/mL predicted death (odds ratio 4.8)

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Serum UCH‐L1 Pediatric TBI Age of subjects ranged from 1 week to 12.4 years Serum was collected at a median of 3.9 h after injury with a range of 0.5–43.7 h Outcome was indicated at a mean (SD) of 3.7 (3.1) months after enrollment with a range of 0–8 months

Controls, n  = 10 sTBI, n  = 16 Moderate TBI, n  = 12 Mild TBI, n  = 11

Not mentioned Mild, median 0.02 ng/mL; moderate 0.13 ng/mL, severe 0.10 ng/mL

Significant differences in UCH‐L1 concentrations between controls and patients with severe TBI ( P  = 0.001) and moderate TBI ( P  = 0.003), but not mild TBI ( P  = 0.132) Time after injury did not have a significant relationship with UCH‐L1 (r =−0.016,  P  = 0.921) Significant negative partial correlation with GOS score ( P  < 0.05) (Pearson’s correlation −0.388) No relationship between the presence of clinical symptoms and abnormalities on head CT or between the presence of clinical symptoms and biomarker concentrations Significant positive correlation between UCH‐L1 and GOS score ( P  < 0.05)

UCH‐L1 is suggested to have a possible role in assessing the injury severity and/or predicting the outcome after pediatric TBI

64

Serum UCH‐L1 Mild and moderate TBI patients with blunt head trauma (within 4 h of injury) with GCS 9–15

Control, n  = 199 TBI, n  = 96 Mean in all controls = 0.083 ng/mL (±0.005) Mean in all TBI groups = 0.955 ng/mL (±0.248)

Significant differences between patients with a GCS 15 versus uninjured controls ( P  = 0.001) Early UCH‐L1 levels distinguished TBI from uninjured controls with an AUC 0.87 (95% CI, 0.82–0.92) Significant elevation in patients with traumatic intracranial lesions on CT (CT positive) than those without CT lesions (CT negative) ( P  < 0.001) UCH‐L1 in patients who had a neurosurgical intervention was significantly higher than those who received no such intervention ( P  < 0.001)

Classification performance for detecting intracranial lesions on CT at a UCH‐L1 cut‐off level of 0.09 ng/mL yielded a sensitivity of 100% (95% CI, 88–100), a specificity of 21% (95% CI, 13–32), and a negative predictive value of 100% (76–100) Classification performance for predicting neurosurgical intervention at a UCH‐L1 cut‐off level of 0.21 ng/mL yielded a sensitivity of 100% (95% CI, 73–100), a specificity of 57% (95% CI. 46–67), and a negative predictive value of 100% (95% CI, 91–100)

65

Plasma GFAP TBI across the full injury spectrum GCS 3–15 Blood samples collected within 24 h post‐injury All subjects underwent head CT scan

Orthopedic controls, n  = 122 TBI, n  = 1359, of which 810 CT− and 549 CT+

Median 13 pg/mL; IQR, 7–20 Median 336 pg/mL; IQR, 69–1196

Significantly higher GFAP levels in TBI patients compared to orthopedic trauma controls ( P  < 0.001) Significantly higher GFAP levels in subjects with a positive head CT (median 1358 pg/mL; IQR, 472–3803) compared with those with a negative head CT (median 116 pg/mL; IQR, 26–397), and orthopedic trauma control subjects (median 13 pg/mL; IQR, 7–20) ( P  < 0.001) GFAP levels were associated with the severity of the presenting GCS, with subjects in the severe to moderate range (GCS 3–12) having over 10‐fold higher GFAP levels that those with GCS 13–15

AUC of GFAP for predicting lesion on CT scan was 0.853 (95% CI 0.833‐0.874) Using a predetermined cut‐off value of 22 pg/mL, the GFAP point‐of‐care platform prototype assay had a sensitivity of 0.987 (95% CI, 0.962–1.000) and NPV of 0.988 (0.959–1.000), supporting a potential clinical role in ruling out the need for a CT scan in patients with a history of TBI

73

Plasma GFAP TBI patients with GCS 13–15 and normal CT findings Blood samples collected within 24 h of injury Subjects underwent MRI 7–18 days post‐injury

Healthy controls, n  = 209 Orthopedic trauma subjects, n  = 122 TBI, n  = 45

Mean GFAP concentration in healthy controls 11 pg/mL Mean GFAP concentration in trauma controls 23.7 pg/mL

Mean GFAP concentration in healthy controls 308 pg/mL

Median GFAP concentration was higher in patients with negative CT and positive MRI findings than in those with negative CT and negative MRI findings (414.4 pg/mL [25–75th percentile 139.3–813.4] versus 74.0 pg/mL [17.5–214.4], respectively; P  < 0.0001) Patients with diffuse axonal injury (>3 foci of axonal shear injury) had significantly higher plasma GFAP concentrations (median 1120.2 pg/mL, 25–75th percentile 638.6–1915.0) than did patients with traumatic axonal injury (1–3 foci of axonal shear; 315.2 pg/mL, 74.3–545.2) ( P  = 0.0002)

AUC for GFAP to discriminate between patients with CT‐negative and MRI‐positive findings versus patients with CT‐negative and MRI‐negative findings was 0.777 (95% CI, 0.726–0.829) within 24 h of injury AUCs for discriminating patients with negative CT findings with diffuse axonal injury from patients with CT‐negative and MRI‐negative findings, and from orthopedic trauma controls, were considered excellent (i.e., 0.9–1.0), at 0.903 (95% CI, 0.935–1.000) and 0.976 (0.828–0.977), respectively

75

Serum GFAP TBI of any severity Samples obtained within 24 h post‐injury CT scan was carried out

sTBI, n  = 601 mTBI, n  = 222 Mild TBI (GCS 13–14), n  = 457

Mild TBI (GCS 15), n  = 1494 N/A Median value: sTBI = 21.32 ng/mL mTBI = 11.31 ng/mL Mild TBI (GCS 13–14) = 4.91 ng/mL Mild TBI (GCS 15) = 0.87 ng/mL

Median values of GFAP displayed a clear association with injury severity (Spearman’s Rho [95% CI] =−0.52) GFAP levels were higher in patients with CT + compared to those that are CT‐

The AUC for GFAP to predict the presence of CT abnormalities is 0·89 [95%CI: 0.87–0·90] GFAP showed the highest discriminative ability in predicting abnormalities on MR imaging performed within 3 weeks of injury in CT‐ patients ( c ‐statistic 0·76; 95% CI, 0·67–0·85

74

Serum GFAP Severe TBI with abnormal head CT scan Serum specimens were collected on admission and then daily for the first 5 days Patient outcome was assessed at 6 months post injury with GOS and further grouped into death versus survival and unfavorable versus favorable

Control, n  = 135 TBI, n  = 67 Not mentioned At admission, ~1.7 ng/mL

Serum GFAP levels over the study period were significantly higher in patients who died within 6 months after injury versus those who were alive, and higher in those with unfavorable outcomes versus favorable outcomes

Good predictive ability of serum GFAP at the time of admission, with AUCs of 0.761 (95 % CI, 0.606–0.917) for death and 0.823 (95 % CI, 0.700–0.947) for unfavorable outcome For predicting death, using the cut‐off value of 1.690 ng/mL, serum GFAP on admission had a sensitivity of 84.6% and specificity of 69.2%, with a PPV of 64.7% and an NPV of 87.1% For the prediction of the unfavorable outcome at 6 months post injury, admission GFAP (optimal cut‐off value, 1.559 ng/mL) had a sensitivity of 85.3%, the specificity of 77.4%, PPV of 80.6%, and NPV of 82.8%

69

Serum GFAP Mild or moderate TBI (GCS 9–15) Blood samples were obtained within 4 h post‐injury Trauma patients underwent standard CT scan of the head according to the judgment of the treating physician

Trauma patients without mild/moderate TBI, n  = 188 Mild/moderate TBI, n  = 209

Not mentioned With intracranial lesion, ~0.72 ng/mL

Mild/moderate TBI, ~0.03 ng/mL

Levels of serum GFAP were significantly higher in those with intracranial lesions on CT scan (CT positive) versus those without CT lesions (CT negative) ( P  < 0.001) Levels of GFAP were significantly higher in those with intracranial lesions, compared with any of the extracranial lesions (scalp/facial hematoma and facial fractures) ( P  < 0.05)

AUC for discriminating between CT scan‐positive and CT scan‐negative intracranial lesions was 0.84 (95% CI, 0.73–0.95) Classification performance for detecting intracranial lesions on CT at a GFAP cut‐off level of 0.067 ng/mL yielded a sensitivity of 100% (95% CI, 63–100) and a specificity of 55% (95% CI, 43–66)

72

Serum UCH‐L1 and GFAP Severe TBI (GCS ≤ 8) Blood drawn on admission Participants were followed up until death or completion of 6 months after head trauma

Control, n  = 102 TBI, n  = 102

UCH‐L1 = 247.7 ± 80.7 pg/mL GFAP = 2.3 ± 0.8 pg/mL;

UCH‐L1 = 2931.6 ± 1542.3 pg/mL GFAP = 11.6 ± 4.6 pg/mL

UCH‐L1 and GFAP concentrations were significantly higher in patients than in controls ( P  < 0.001) UCH‐L1 l and GFAP levels were significantly higher in patients with unfavorable outcome than those with favorable outcome ( P  < 0.001)

No statistical significance in improving the predictive value of GOS score for prediction of long‐term clinical outcome of sTBI

76

Serum UCH‐L1 and GFAP Mild/moderate TBI (GCS 9–15) Samples obtained within 6 h post‐injury Patients underwent emergency head CT

TBI, n  = 251 N/A GFAP median = 10.3 pg/mL UCH‐L1 median = 65.8 pg/mL

Median values for UCH‐L1 were higher among CT‐positive patients (132.3 pg/mL) compared to those who were CT‐negative (56.2 pg/mL) Median values for GFAP were higher among CT‐positive patients (110.5 pg/mL) compared to those who were CT‐negative (7.8 pg/mL)

Determining negative head CTs in patients: UCH‐L1 was 100% sensitive and 39% (95% CI, 33%–46%) specific at a value ≥ 40 pg/mL (specificity was 40%; 95% CI, 33%–47% when using a cut‐off of 41 pg/mL) GFAP was 100% sensitive and 0% specific at a cut‐off of 0 pg/mL, indicating that using the GFAP value associated with 100% sensitivity

77

Serum UCH‐L1 and GFAP Pediatric TBI (acute) Mean (SD) age of cases was 3.8 (3.7) years GCS 3–15 Sample collected as soon as possible after arrival to the hospital Outcome was assessed at hospital discharge and/or at a scheduled follow‐up clinic visit

Control, n  = 40 sTBI, n  = 19 Moderate TBI, n  = 6

Mild TBI, n  = 20

Median (IQR) UCH‐L1 = 0.09 (0.03–0.11) ng/mL Median (IQR) GFAP = 0.01 (0.00–0.05) ng/mL

Median (IQR) UCH‐L1 = 0.23 (0.12–0.55) ng/mL Median (IQR) GFAP = 0.48 (0.12–1.67) ng/mL

Serum GFAP and UCH‐L1 were significantly higher in cases versus controls ( P  < 0.0001) Significant trend for increasing concentration of GFAP and UCH‐L1 across severity groups/categories was found ( P  < 0.0001) UCH‐L1 concentrations were significantly higher in patients with ICI compared with those with both a negative CT ( P  = 0.004) or skull fracture ( P  = 0.02); GFAP did not show statistically significant difference between groups Serum GFAP and UCH‐L1 levels were significantly higher in children with unfavorable outcome than in those with favorable outcome (median GFAP, 1.12 versus 0.27 ng/mL,  P  = 0.013; median UCH‐L1, 0.92 versus 0.18 ng/mL,  P  = 0.0005)

Diagnostic accuracy for differentiating cases and controls was good for both biomarkers: AUCs 0.89 (95% CI, 0.82–0.96) for GFAP and 0.86 (95% CI, 0.78–0.94) for UCH‐L1 The sensitivity of GFAP and UCH‐L1 was high (89% and 100%, respectively), although the specificity was moderate to low (63% and 20%, respectively) UCH‐L1 cut‐off point of 0.09 ng/mL was derived yielding a sensitivity of 93% and a specificity of 25% for the detection of ICI (AUC 0.81 [95% CI, 0.68–0.93], P  = 0.0008) The diagnostic accuracy of serum GFAP and UCH‐L1 for the prediction of unfavorable outcome were 0.76 (95% CI, 0.60–0.92) and 0.86 (95% CI, 0.72– 1.00), respectively A cut‐off of 16.97 ng/mL for GFAP and 2.22 ng/mL for UCH‐L1 yielded a diagnostic specificity of 100%, while sensitivities were 9% and 27%, respectively The combination of the two markers did not provide a higher level of predictive power compared to UCH‐L1 alone

78

Serum UCH‐L1 and GFAP Patients with TBI of different severity (56.8% had mTBI, and 30.9% had sTBI) Samples collected at admission and on days 1, 2, 3, and 7 All patients underwent CT scan

Control, n  = 81 TBI, n  = 324 Not mentioned Median GFAP levels (lower and upper quartiles) at admission = 0.23 ng/mL (0.00 and 0.83 ng/mL)

UCHL1 levels at admission = 0.50 ng/mL (0.40 and 0.70 ng/mL

Levels of GFAP and UCH‐L1 at admission significantly correlated with GCS scores (Spearman r = 20.426 [ P  = 0.001] and 20.294 [ P  = 0.001], respectively)

Levels of GFAP and UCH‐L1 and the GFAP/UCH‐L1 ratio were found to adequately discriminate between the mentioned severity classes at admission: AUC 0.729 (95% CI, 0.577–0.847), 0.701 (95% CI, 0.563–0.806), and 0.707 (95% CI, 0.553–0.820), respectively Level of GFAP and GFAP/UCH‐L1 ratio were found to adequately discriminate any CT scan pathology for all injury severity classes as measured with Marshall grading (Marshall I versus II–V), whereas levels of UCH‐L1 reached only poor prediction capability at admission: AUC 0.739 (95% CI, 0.646–0.815), 0.621 (95% CI, 0.522–0.716), and 0.727 (95% CI, 0.626–0.804) for GFAP, UCH‐L1, and GFAP/UCH‐L1 ratio, respectively

79

Serum UCH‐L1 and GFAP Mild/moderate TBI (GCS 9–15) Repeated blood sampling undertaken at 4, 8, 12,16, 20, 24, 36, 48, 60, 72, 84, 96, 108, 120, 132, 144, 156, 168, and 180 h after injury Trauma patients underwent standard CT scan of the head based on the clinical judgment of the treating physician

Trauma patients without TBI, n  = 259 Trauma patients with moderate TBI, n  = 7

Trauma patients with mTBI; n  = 318

UCH‐L1: median, 0.171 ng/mL; IQR, 0.100–0.417 ng/mL; range, 0.045–4.241 ng/mL

GFAP: median, 0.008 ng/mL; IQR, 0.008– 0.030 ng/mL; range, 0.008–0.773 ng/mL

UCH‐L1: median, 0.258 ng/mL; IQR, 0.109–0.627 ng/mL; range, 0.045–9.000 ng/mL

GFAP: median, 0.112 ng/mL; IQR, 0.030–0.462 ng/mL; range, 0.008–8.078 ng/mL

UCH‐L1 and GFAP levels were significantly higher compared with the trauma controls ( P  < 0.001) In patients with traumatic intracranial lesions on CT: GFAP levels were significantly elevated (median, 0.588 ng/mL; IQR, 0.140–2.014 ng/mL; range, 0.008–8.078 ng/mL) compared with those without lesions (median, 0.033 ng/mL; IQR, 0.008–0.189 ng/mL; range, 0.008–7.785 ng/mL) ( P  < 0.001) Similarly, UCH‐L1 was significantly higher in those with lesions (median, 0.319 ng/mL; IQR, 0.131–0.811 ng/mL; range, 0.045–9.000 ng/mL) than those without lesions (median, 0.250 ng/mL; IQR,0.106–0.586 ng/mL; range, 0.045–9.000 ng/mL) ( P  < 0.001) In patients requiring neurosurgical intervention, GFAP levels were significantly elevated (median, 1.847 ng/mL; IQR, 0.418–4.421 ng/mL; range, 0.119–8.078 ng/mL) compared with those not requiring such interventions (median, 0.054 ng/mL; IQR, 0.008–0.297 ng/mL; range, 0.008–7.973 ng/mL) ( P  < 0.001). Similarly, UCH‐L1 was significantly higher in those requiring neurosurgical intervention (median, 0.508 ng/mL; IQR, 0.224–1.341 ng/mL; range, 0.100–9.000 ng/mL) than in those not requiring intervention (median, 0.250 ng/mL; IQR, 0.106–0.593 ng/mL; range, 0.045–9.000 ng/mL) ( P  < 0.001)

The ability of GFAP and UCH‐L1 to distinguish trauma patients with and without mild/moderate TBI was assessed over 7 days: GFAP showed a range of AUCs between 0.73 (95% CI, 0.69–0.77) and 0.94 (95% CI, 0.78–1.00) UCH‐L1 showed AUCs between 0.30 (95% CI, 0.02–0.58) and 0.67 (95% CI, 0.53–0.81) GFAP and UCH‐L1 combined, AUCs ranged from 0.64 (95% CI, 0.35–0.92) to 0.89 (95% CI, 0.79–0.99) The ability of GFAP and UCH‐L1 to detect traumatic intracranial lesions on CT was assessed over 7 days by calculating the AUC at each time point after injury: GFAP showed a range between 0.80 (95%CI, 0.67–0.92) and 0.97 (95% CI, 0.93–1.00) UCH‐L1 showed a range between 0.31 (95%CI, 0–0.63) and 0.77 (95% CI, 0.68–0.85) GFAP and UCH‐L1 combined: ranged from 0.75 (95% CI, 0.33–1.00) to 0.97 (95% CI, 0.93–1.00) The association between GFAP and UCH‐L1 and having a neurosurgical intervention was assessed over 7 days by calculating the AUC at each time point after injury: GFAP showed a range of 0.91 (95% CI, 0.79–1.00) and 1.00 (95%CI, 1.00–1.00) UCH‐L1 showed a range between 0.50 (95% CI, 0–1.00) and 0.92 (95% CI, 0.85–1.00) GFAP and UCH‐L1 combined, AUC ranged from 0.50 (95% CI, 0–1.00) to 1.00 (95% CI, 1.00–1.00)

Serum GFAP was the strongest predictor of having both intracranial lesion on CT (odds ratio, 3.45; 95% CI, 2.69–4.43) and neurosurgical intervention (odds ratio, 2.57; 95% CI, 2.04–3.21)

80

Serum UCH‐L1 and GFAP Suspected non‐penetrating TBI, GCS 9–15 Blood sampling within 12 h of injury Patients underwent non‐contrast head CT scanning within 12 h of injury

TBI, n  = 1959 N/A GCS 13–15, GFAP: CT+ median ~135 pg/mL; CT− ~60 pg/mL; UCH‐L1: CT+ median ~600 pg/mL; CT− ~500 pg/mL

GFAP and UCH‐L1 concentrations were significantly higher among patients who were CT ‐positive versus those who were CT‐negative (median GFAP 135.0 pg/mL versus 22.2 pg/mL; P  < 0.0001; median UCH‐L1 604.8 pg/mL versus 261.0 pg/mL; P  < 0.0001)

Serum GFAP and UCH‐L1 based test for acute CT‐detected intracranial injury had sensitivity 0.976 (95% CI, 0.931–0.995) with specificity 0.364 (0.342–0.387) and NPV 0.996 (0.987–0.999)

81

AUC, area under the receiver operating characteristic curve; CI, confidence interval; CSF, cerebrospinal fluid; CT, computed tomography; ICI, intracranial injury ; GCS, Glasgow Coma Scale; IQR, interquartile range; M/M, moderate/mild; MRI, magnetic resonance imaging; mTBI, mild TBI; N/A, not applicable; NPV, negative predictive value; PPV, positive predictive value; SD, standard deviation; sTBI, severe TBI. Most recently, the analytic phase I of the USA‐based multicenter TRACK‐TBI study (with 1,375 TBI subjects with a full range of severity) further shows that Abbott’s i‐STAT prototype GFAP assay has acute TBI diagnostic accuracy that matches previous studies.

73 Interestingly, in this study, GFAP showed a high discriminative ability to predict intracranial abnormalities on CT scan in patients with TBI (GCS 3–15), substantially outperforming serum S100B biomarker measured in these patients. Furthermore, Yue et al . also showed that GFAP, but not UCH‐L1, is capable of detecting MRI abnormalities among patients with TBI that are CT‐negative.

79 In parallel, the European Commission‐funded multicenter CENTER‐TBI study with 2,867 patients with <24 h post‐injury, Czeiter et al . found that GFAP achieved the highest discrimination for predicting CT abnormalities (area under the receiver operating characteristic curve [AUC], 0.89) with a 99% likelihood of better discriminating CT‐positive patients than clinical characteristics used in contemporary decision rules. Similarly, in patients with mTBI, GFAP also showed slightly improved diagnostic value, from AUC 0.84 to 0.89.

74

Despite the fact that UCHL‐1 and GFAP alone display significant prognostic and diagnostic markers of TBI, several studies examined them together and showed that their combination would result in enhanced sensitivity and specificity for TBI diagnosis.

12 , 49 , 76 , 77 , 78 , 82 In a case–control study, serum levels of UCH‐L1 and GFAP were significantly elevated in patients with severe TBI compared to control subjects providing informative data about injury severity and outcome post‐injury.

49 The study revealed the correlation between the elevations of serum biomarkers with GCS and CT findings in which GFAP levels were higher in patients with mass lesions and UCH‐L1 levels were higher in patients with diffuse injury.

49 Moreover, in a pilot study undertaken on patients with mTBI, it was reported that UCH‐L1 and GFAP biomarkers, along with advanced MRI imaging techniques, could improve the diagnosis of the injury. Glial fibrillary acidic protein is capable of serving as a clinical screening tool for intracranial bleeding, whereas UCH‐L1 complements MRI in injury detection.

83

Furthermore, Posti et al . reported a strong relation between GFAP and UCH‐L1 plasma levels with the severity of TBI in the first week post‐injury, supporting the promise of such biomarkers in the acute‐phase diagnostics of TBI.

79 In a large cohort study ( n  = 584), Papa et al . assessed the diagnostic accuracy of UCH‐L1 and GFAP over time and showed that GFAP can detect mild to moderate TBI, CT lesions, and neurological intervention across 7 days after the injury; however, UCH‐L1 performed best in the early post‐injury period (Table  1 ).

80 In another study, Papa et al . evaluated the combination of GFAP and UCH‐L1 to detect concussion in both children and adults. It was shown that GFAP protein outperformed UCH‐L1 in detecting concussion in both children and adults, whereas UCH‐L1 was expressed at much higher levels than GFAP in those with non‐concussive trauma, which is suggestive of previous subconcussive brain injury.

82

Interestingly, Bazarian et al . investigated the utility of serum UCH‐L1‐ and GFAP‐based tests for predicting the absence of intracranial injuries on head CT.

81 The study undertaken on 1,959 patients with mild to moderate TBI (GCS 9–15) showed that such biomarkers are highly sensitive and have clinical potential in ruling out the need for CT scan at emergency departments. Within 12 h post‐injury, levels of UCH‐L1 and GFAP were significantly higher among those who were CT‐positive compared with patients who were CT‐negative ( P  < 0.0001), in which the median UCH‐L1 was 604.8 pg/mL versus 261.0 pg/mL and the median of GFAP being 135.0 pg/mL versus 22.2 pg/mL. For detection of intracranial injury, the test based on levels of serum UCH‐L1 and GFAP had a sensitivity of 0.976 (95% confidence interval [CI], 0.931–0.995), negative predictive value (NPV) of 0.996 (0.987–0.999), and positive predictive value (PPV) of 0.095 (0.079–0.112). The CT scan was positive when the test was negative in only three (<1%) of 1,959 patients. The test was 1.0 (0.631–1.00) sensitive and 0.344 (0.323–0.365) specific with 1.0 (0.995–1.00) NPV and 0.006 (0.003–0.012) PPV for detecting neurologically manageable lesions ( n  = 8). Furthermore, sensitivity analysis comparing the diagnostic accuracy of the test to each biomarker individually among 1,790 patients having quantitative values for both GFAP and UCH‐L1 proteins demonstrated that the combination of both proteins outperformed each marker separately, but that the diagnostic improvement over GFAP alone was not significant.

81 Accordingly, the results of this study were used to support the request to the FDA for the approval of the use of UCH‐L1 and GFAP as indicators to help avoid unnecessary neuroimaging in patients suffering from mTBI. In addition to that, several biomarkers, including UCHL‐1 and GFAP, hold promise for a translational point‐of‐care (POC) application allowing for a rapid transferability to the clinical practice.

73 As published recently, POC devices for TBI biomarkers are currently in development.

84 , 85 For instance, a detection method has been proposed by a research team in Arizona to measure the levels of four biomarkers, GFAP, NSE, S100B, and tumor necrosis factor‐α.

86 The device is capable of detecting the concentrations of such biomarkers within 90 s by a gold disc electrode that measures a microliter volume‐sized sample of blood. Moreover, Yue et al . reported that the i‐STAT device can measure the plasma levels of GFAP within 24 h post‐injury.

75 Interestingly, the device was able to discriminate between MRI‐positive patients and MRI‐negative patients with an AUC of 0.777 (95% CI, 0.726–0.829). Although the biomarker‐based POC testing holds promise in the rapid diagnosis of mTBI, this new technology requires further development, optimization, and additional prospective studies to assure its specificity and sensitivity in evaluating concussions in patients with TBI. Food and Drug Administration clearance letter and and Future Regulatory Path On 14 February 2018, the FDA authorized the marketing of the first blood test to evaluate concussion in adults.

87 , 88 The Brain Trauma Indicator™, developed by Banyan Biomarkers in partnership with the US Department of Defense, was reviewed and permitted in less than 6 months under the FDA Breakthrough Devices Program. The primary objective of such an assay is to prevent unnecessary neuroimaging (CT scan) and associated radiation exposure to patients. The Brain Trauma Indicator measures the levels of UCH‐L1 and GFAP proteins released from the brain into the blood within 12 h post‐injury and the test result can be available in 3–4 h. Levels of such biomarkers in the blood after mTBI can predict the presence of intracranial lesions in patients visible by CT scan. Accordingly, health‐care professionals can decide whether a CT scan is needed or not. The FDA Commissioner Scott Gottlieb said, upon authorizing this test, “A blood‐testing option for the evaluation of mTBI/concussion not only provides health‐care professionals with a new tool but also sets the stage for a more modernized standard of care for testing of suspected cases. In addition, the availability of a blood test for mTBI/concussion will likely reduce the CT scans performed on patients with concussion each year, potentially saving our health‐care system the cost of often unnecessary neuroimaging tests.”

87

The approval was based on data obtained from a prospective, multicenter ALERT‐TBI clinical study by Bazarian and coworkers, discussed in the previous section, including 1,947 adults included in the analysis with suspected mTBI at 24 clinical sites ( NCT01426919 ).

81 The FDA evaluated the product’s performance by comparing the patients’ blood samples with CT scan findings. Remarkably, the test predicted patients with intracranial lesions with 97.5% accuracy and patients without lesions (NPV) with 99.6%. The high accuracy of the test indicated its reliability in predicting the absence of intracranial lesions and, therefore, its utility in ruling out the need for CT scan in patients suffering from mTBI. It is noted that the above‐mentioned Banyan’s Brain Trauma Indicator TM was run on a semiautomated ELISA assay platform that requires skilled technical personnel to operate and takes several hours to run. Importantly, Brain Trauma Indicator has not been commercialized thus this UCH‐L1/GFAP tandem test is still not widely available as clinical diagnostic test in clinical setting. In addition to that, several biomarkers, including UCHL‐1 and GFAP, hold promises for a protoype point‐of‐care (POC) application allowing for a rapid transferability to the clinical practice

74 . As published recently, POC devices for TBI‐biomarkers are currently in development.

87 For instance, a detection method has been proposed by a research team in Arizona to measure the levels of four biomarkers: GFAP, NSE, S100B, and tumour necrosis factor‐alpha.

88 The device is capable of detecting the concentrations of such biomarkers within 90 seconds via a gold disc electrode that measures a microliter volume‐sized sample of blood. In the past few years, enabled by a licensing agreement with Banyan, Abbott Diagnostics has created their own prototype i‐STAT Point‐of‐Care version of UCH‐L1/GFAP diagnostic blood test for TBI.

89 Oknowkwo et al. and Wang et al. also reported CT abnormality prediction similarly to previously reported results based on day of injury plasma GFAP and UCH‐L1 levels, respectively, using a large TRACK‐TBI consortium study’s phase 1 analytic cohort of 1,375 TBI subjects ( submitted for publication ). Using the same cohorts, Yue et al. demonstrated that the prototype i‐STAT‐device determined plasma levels of GFAP within 24 hours post‐injury can also discriminate between MRI‐positive patients and MRI‐negative patients with an area under the ROC curve of 0.777 [95% CI, 0.726 to 0.829.

79 Following these encouraging data, Abbott Diagnostic is now partnering with US department of Defense and TRACK‐TBI consortium to conduct a multicenter pivotal clinical trial on their i‐STAT Point‐of‐Care version of UCH‐L1/GFAP tandem plasma tests on mild TBI patients. Their primary goal is to show mild TBI diagnostic performance equivalency to the previous Banyan’s test results. Upon the anticipated FDA clearance this i‐STAT UCH‐L1/GFAP test, it will be included in Abbott i‐STAT clinical diagnostic test menu and become widely accessible in various clinical setting across the USA and in other countries thereafter. Conclusion Biomarkers present an accurate and objective diagnostic and prognostic tool implicated in several neurological diseases, including TBI. Among the most studied biomarkers implicated in brain injuries are UCH‐L1 and GFAP, representing cell types that are dominant in the human brain. Promising findings from animal studies led to the assessment of the clinical significance of such markers in patients suffering from severe and mild to moderate TBI. The elevation of UCH‐L1 and GFAP in biofluids was associated with injury severity and clinical outcomes. Later, the use of one diagnostic test with this tandem markers was authorized by the FDA to aid in the diagnosis and care of mTBI patients. Other clinical diagnostic platforms bearing UCH‐L1/GFAP tests are expected to be cleared by FDA in the near future. Considering the remarkable significance of such markers in assessing and managing neurotrauma, more studies are needed to further examine their diagnostic value in other clinical practices. Disclosure Approval of the research protocol: NA Informed consent: NA Registry and the registration no. of the study/trial: NA Animal studies: NA Conflict of interest: K.K.W. is a shareholder of Banyan Biomarkers, Inc. a company interested in the commercialization of traumatic brain injury biomarkers as medical diagnostics. The other authors have no conflict of interest. Acknowledgment This work was partially supported by funds from the US Department of Defense (W81XWH‐14‐2‐0176; W81XWH19‐2‐0012; W81XWH‐18‐2‐0042 [to K.K.W.]), the National Institutes of Health (1UG3 NS106938‐01; 1U01 NS086090‐01 [to K.K.W.]), and the Department of Emergency Medicine, University of Florida (to J.A.T., F.H.K., and K.K.W.).

Funding information This work was partially supported by funds from the US Department of Defense (W81XWH‐14‐2‐0176; W81XWH19‐2‐0012; W81XWH‐18‐2‐0042 [to K.K.W.]), the National Institutes of Health ( 1U01 NS086090‐01 [to K.K.W.]), and the Department of Emergency Medicine, University of Florida (to J.A.T., F.H.K., and K.K.W.). Contributor Information Kevin K.W. Wang, Email: kwang@ufl.edu. Firas H. Kobeissy, Email: firasko@ufl.edu. References 1.

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3317 acutemedsurg 急性医学与外科 急性医学与外科 Wiley PMC7814989 7814989 7814989 33510896 10.1002/ams2.622 关于泛素C末端水解酶-L1和胶质纤维酸性蛋白作为串联生物标志物的全面综述,这两种蛋白近期已获美国食品药品监督管理局批准,用于评估创伤性脑损伤患者的颅内损伤。 Wang Kevin KW 1 2 ✉ Kobeissy Firas H 3 ✉ Shakkour Zaynab 4 Tyndall J Adrian 3 1 佛罗里达大学神经创伤、神经蛋白质组学与生物标志物研究项目,急诊医学、精神病学、神经科学与化学系,美国佛罗里达州盖恩斯维尔 2 脑康复研究中心(BRRC),Malcom Randall退伍军人医疗中心,北佛罗里达/南乔治亚退伍军人健康系统,美国佛罗里达州盖恩斯维尔 3 佛罗里达大学急诊医学系,美国佛罗里达州盖恩斯维尔 4 贝鲁特美国大学医学院生物化学与分子生物学遗传学系,黎巴嫩贝鲁特 * 通讯作者:Kevin K Wang 博士和 Firas H Kobeissy 博士,佛罗里达大学神经创伤、神经蛋白质组学与生物标志物研究项目,急诊医学、精神病学、神经科学与化学系,美国佛罗里达州盖恩斯维尔。电子邮箱:kwang@ufl.edu 和 firasko@ufl.edu。 ✉ 通讯作者。 19 1 2021 8 1 e622 e622 27 1 2021 © 2021 作者。《急性医学与外科》由John Wiley & Sons Australia, Ltd代表日本急性医学协会出版。 本文是一篇开放获取文章,遵循 http://creativecommons.org/licenses/by-nc/4.0/ 许可协议条款,允许在任何媒介上非商业性地使用、分发和复制,前提是正确引用原文且不得用于商业目的。 摘要 创伤性脑损伤(TBI)是影响各年龄段人群的主要致死和致残原因。它仍然是诊断和治疗上的挑战,迄今为止尚无美国食品药品监督管理局批准的治疗TBI患者的药物。该疾病的异质性和相关的复杂病理生理机制使得评估创伤程度和预测临床结局十分困难。目前的损伤严重程度评估主要依赖于格拉斯哥昏迷量表评分或神经影像学检查,包括磁共振成像和计算机断层扫描。然而,这些方法在准确性、成本效率以及避免患者暴露于不必要的辐射方面存在一定局限性。因此,大量研究工作致力于提高TBI的诊断准确性,尤其是轻度损伤,因其往往难以诊断。对准确且客观的诊断措施的需求促使人们发现了与TBI显著相关的生物标志物。其中最具代表性的生物标志物是泛素C末端水解酶-L1和胶质纤维酸性蛋白。本综述概述了这些独特蛋白质生物标志物的结构与功能,以及其临床意义,这些意义促使其获得美国食品药品监督管理局批准,用于评估患者的轻度TBI。 关键词:生物标志物,脑损伤,诊断标志物,GFAP,UCH-L1 泛素C末端水解酶-L1(UCH-L1)和胶质纤维酸性蛋白(GFAP)已被提议作为创伤性脑损伤的有前景的生物标志物,并获得了美国食品药品监督管理局的批准。 status released display-pdf yes is-olf no is-manuscript no is-preprint no is-journal-matter no is-scanned no is-retracted no 收稿日期:2020年9月27日;修回日期:2020年12月2日;接受日期:2020年12月8日;收录日期:2021年1月至12月。 引言 创伤性脑损伤(TBI)仍然是全球范围内导致死亡和神经功能障碍的主要原因,影响儿童和成人。根据美国疾病控制与预防中心发布的最新监测报告,2014年美国TBI相关的急诊就诊、住院和死亡人数达到287万,比2006年报告的数字高出53%。1 尽管如此,迄今为止尚无药物获得美国食品药品监督管理局(FDA)批准用于治疗TBI患者。事实上,在过去三十年中,超过30种在临床前和I/II期试验中显示出有益效果的药物未能进入III期临床试验。2 其中面临的重大挑战包括TBI复杂的病理生理机制以及对其损伤异质性和临床特征的理解不足。TBI的严重程度(由头部受到撞击或冲击引起)从轻度到中重度不等,可通过不同的分类系统进行评估,包括格拉斯哥昏迷量表(GCS)评分。临床试验通常招募重度TBI患者,即GCS评分≤8分3;然而,中度和轻度TBI(mTBI)后也常出现功能障碍。除了损伤严重程度外,病理解剖分类是另一种用于描述脑损伤解剖特征或损伤类型位置的重要分类系统。TBI可导致病变和异常,如挫伤以及局灶性和弥漫性轴索损伤模式,这些可通过神经影像学检查(包括磁共振成像(MRI)和计算机断层扫描(CT))进行评估。4 然而,上述分类系统和当前的影像技术在TBI诊断中存在一定局限性。例如,一些与脑损伤无关的因素可能影响评分,包括临床医生对指南的误读。5 此外,CT扫描会使患者暴露于潜在有害的电离辐射,增加医疗成本。6,7 因此,需要一种能够补充临床和影像评估的准确诊断方法。在体液中识别的生化标志物被认为是一种客观且快速的措施,可在损伤后较长时间内确认TBI的诊断。此外,近期研究表明,TBI生物标志物能够评估损伤严重程度并提示患者预后,即使在有时难以通过其他神经系统手段诊断的mTBI中也是如此。8,9 研究最广泛的生物标志物涵盖多种细胞特异性蛋白,如S100钙结合蛋白B(S100B)、神经元特异性烯醇化酶(NSE)、Tau、神经丝轻链、泛素C末端水解酶-L1(UCH-L1)和胶质纤维酸性蛋白(GFAP)。这些生物标志物在生物体液中的水平(无论是单独还是联合检测)可作为损伤严重程度的指标,并预测TBI受试者CT扫描阳性的可能性。10,11 最近,FDA批准了一种同时测量UCH-L1和GFAP水平的血液检测方法,用于评估成人脑震荡。UCH-L1生物标志物与GFAP互补,因为两者分别由不同类型的细胞产生,并反映不同的分子事件。12 本综述介绍了生物标志物发现的最新进展以及GFAP和UCH-L1蛋白在TBI诊断和预后中的临床意义。 脑损伤的生化标志物:UCH-L1和GFAP 脑损伤导致的细胞损伤会使细胞类型特异性蛋白释放到生物体液中,如脑脊液(CSF)、血清、血浆或血液。要使一种体液标志物具有临床意义,需具备若干特征,其中包括该蛋白在上述体液中的可及性以及易于测定和定量的能力。此外,该生物标志物在TBI后急性期的水平应显著高于对照组,应具有脑特异性,并且应高度敏感,反映TBI的严重程度。9 多种生物标志物已被确定为TBI病理生理事件的指示物,包括坏死(SBDP150、SBDP145和SNTF)、凋亡(SBDP120)、神经元胞体损伤(UCH-L1和NSE)、星形胶质增生/星形胶质细胞损伤(GFAP)、炎症(白细胞介素-6和自身抗体)以及神经退行性变(Tau、pTau),这些标志物可能具有如图1所示的时间分布特征。13 近期临床试验研究了新型神经元和胶质蛋白,并利用其表达作为TBI进展指标的可靠性。14,15,16 其中有前景的生物标志物包括UCH-L1和GFAP,它们是经过临床验证的TBI早期生物标志物,如图1所示。 图1 泛素C末端水解酶-L1(UCH-L1)和胶质纤维酸性蛋白(GFAP)已被报道为创伤性脑损伤早期的有前景的生物标志物,并获得了美国食品药品监督管理局的批准。BBB,血脑屏障;IL-6,白细胞介素-6;NFL,神经丝轻链;NSE,神经元特异性烯醇化酶;p-NF-H,磷酸化神经丝重链。 泛素C末端水解酶-L1 泛素C末端水解酶-L1是一种神经元特异性的胞质去泛素化酶,仅存在于细胞质中,含量丰富,占脑总蛋白的1-2%。此外,UCH-L1作为轴突骨架的组成部分,在轴突运输中发挥作用。17 在正常和神经病理状态下(即神经退行性疾病),UCH-L1可清除过量、错误折叠或氧化的蛋白质,从而通过调控蛋白酶体途径调节脑蛋白代谢。18 除UCH-L1外,UCH类还存在其他亚型,包括UCH-L3、UCH-L5和BRCA相关蛋白-1;但只有UCH-L1在脑中含量丰富。19,20 多种因素可改变UCH-L1的结构和功能,包括反应性脂质物种、基因突变和翻译后修饰。21,22 反应性脂质(如前列腺素和异前列腺素)在卒中和其他脑损伤后积累,可共价修饰特定蛋白上的半胱氨酸残基。23 同样,UCH-L1的失活可能由某些基因编码区的家族性点突变引起,导致与家族性帕金森病(PD)及其他神经退行性疾病相关的神经毒性增强。24 翻译后修饰在改变UCH-L1方面也起着关键作用。例如,氧化应激(与包括TBI在内的多种神经系统疾病显著相关)可导致蛋白质氧化和/或硝化。研究表明,在阿尔茨海默病(AD)和PD中,UCH-L1是氧化的主要靶标,导致羰基形成、甲硫氨酸氧化和半胱氨酸氧化。25 此外,UCH-L1从胞质形式向膜相关形式的转化(与α-突触核蛋白关联及α-突触核蛋白功能障碍有关)似乎是通过O-糖基化和法尼基化诱导的。22 值得注意的是,在AD中观察到胞质UCH-L1水平降低,并与UCH-L1免疫反应性Tau缠结的形成相关。26 胶质纤维酸性蛋白 胶质纤维酸性蛋白是一种单体中间丝蛋白,是星形胶质细胞骨架的主要成分。27 它是中枢神经系统的高度特异性标志物,28 存在于灰质和白质的胶质细胞中。29,30 GFAP的主要功能是维持胶质细胞的细胞骨架结构及其机械强度,同时支持血脑屏障和邻近神经元。31 有趣的是,在星形胶质细胞激活时,GFAP在促进所获得的形态变化(包括增厚和伸长)中起关键作用。因此,在星形胶质增生中,胶质细胞的大小和数量增加导致GFAP表达水平显著升高。此外,在星形胶质细胞死亡时,GFAP会释放到体液中,作为脑损伤和其他退行性疾病(如AD和PD)的指示物。32,33,34 胶质纤维酸性蛋白也可能发生突变和多种翻译后修饰。突变被认为导致功能获得,主要发生在GFAP基因的编码区,较少发生在启动子区。35 然而,GFAP基因的突变版本与聚集体的形成相关,导致在亚历山大病患者的脑中常观察到的星形胶质细胞包涵体。36 GFAP是参与中间丝组装的信号通路的关键元件,受蛋白激酶高度调控。GFAP的N端结构域包含多个可靶向的磷酸化位点,这些位点磷酸化水平升高会抑制GFAP的聚合,从而破坏细丝组装。37,38 也有人认为,GFAP的磷酸化通过参与G蛋白偶联mGluR受体相关通路,在神经元-胶质细胞交互中发挥作用。38 同样,GFAP中的赖氨酸残基易发生差异乙酰化,主要在肌萎缩侧索硬化症患者的脊髓中观察到;然而,这种修饰对GFAP结构和功能的影响尚未完全明了。39 此外,据报道GFAP极易在C端和N端发生蛋白水解,产生GFAP分解产物(BDPs),后者似乎具有胶质细胞毒性。40,41 此类BDPs在TBI、脊髓损伤和AD中显著观察到,40,42,43 其中GFAP的切割主要由钙蛋白酶介导,其次由半胱天冬酶介导,导致中间丝延伸的破坏。40 初始蛋白质组学发现 在20世纪80年代初,Jackson等人首次报道UCH-L1是一种人脑特异性蛋白,分子量约为27 kDa,使用高分辨率二维聚丙烯酰胺凝胶电泳。44 后来,UCH-L1作为TBI标志物最初由Kobeissy等人在Wang和 Hayes实验室2006年的一项大鼠TBI模型蛋白质组学研究中鉴定。45 利用质谱-蛋白质组学方法和蛋白质印迹分析,发现多种胞质神经蛋白(包括UCH-L1)的差异表达在TBI发生后上调。随后,对TBI受试者体液(包括CSF和血液)中UCH-L1的鉴定进行了研究,并在损伤后24小时内评估与损伤相关的生物标志物谱,表明UCH-L1是体液中可检测到的候选TBI标志物之一。45,46,47,48,49 同样,GFAP在过去几十年中已被充分表征,成为星形胶质细胞特异性标志物。该蛋白的首次分离可追溯到1969年,由Eng等人完成,他们从多发性硬化症患者的脑组织中提取后将其描述为“斑块蛋白”。50 有趣的是,GFAP随后被鉴定为存在于以纤维性星形胶质细胞和脱髓鞘神经元为特征的纤维性胶质增生患者中的主要成分。27 由于星形胶质细胞增生被认为是损伤后和多种神经退行性疾病中发生的事件级联之一,因此人们认为GFAP可能是与神经系统疾病51 和TBI28 相关的星形胶质细胞病理的有前景的诊断生物标志物。 更重要的是,GFAP BDPs在重度TBI52 和轻中度TBI53 中均有报道,并与损伤严重程度、颅内病变和死亡率相关。因此,检测GFAP BDPs水平升高可能是衡量脑损伤的潜在标志物。 关于UCH-L1和GFAP作为TBI诊断生物标志物的前景的临床前和临床研究表明将在下一节讨论。 动物模型中的应用 如前所述,UCH-L1在TBI背景下的最初鉴定是在控制性皮质撞击(CCI)大鼠模型中进行的,作者估计损伤后48小时该蛋白在皮层中的表达增加了两倍。45 有趣的是,另一项研究在闭合性头部投射物撞击(模拟mTBI)的非侵入性大鼠模型中评估了UCH-L1的表达,报告该蛋白在皮层组织中上调。54 由于UCH-L1分子量相对较小,推测其可在损伤后轻易穿过血脑屏障,因此可在CSF和血液中检测到。55 因此,随后进行了多项研究以探讨脑损伤后体液中UCH-L1的水平。Liu等人在大鼠CCI模型中显示,UCH-L1在损伤后0.5-2小时内可在CSF中检测到,并持续升高至24小时,在大鼠血清中也观察到类似的升高趋势。47 同样,在其他TBI模型(包括控制性爆炸超压暴露59、穿透性弹道脑损伤(PBBI)40 和液压冲击损伤(FPI)60)中也验证了UCH-L1向体液的释放。 类似地,GFAP无论是作为完整蛋白(50 kDa)还是其后续分解产物(BDPs)(44-38 kDa),在TBI后短时间内即释放到体液中。在PBBI大鼠模型中,Zoltewicz等人显示GFAP表达在损伤后第7天在受伤皮层中显著增加,并在TBI后第1天在CSF中急性升高,其升高程度反映了损伤严重程度。40 在另一项研究中,测量了GFAP的表达以评估大鼠的神经毒性。56 作者揭示GFAP在CSF中升高,并在海马和皮层中上调,始于注射红藻氨酸后24小时,在48小时达到峰值。此外,在爆炸性TBI急性期(24小时内)的CSF57 和血清58 中均报告GFAP水平升高。最近,Lafrenaye等人在mTBI猪模型中评估了血清GFAP水平,并将循环生物标志物的升高与轴索损伤和胶质组织学特征相关联。作者得出结论,在弥漫性损伤中,监测血清生物标志物可提供关于轻度损伤后潜在急性病理生理的临床相关性。59 临床研究 UCH-L1和GFAP在临床前研究中作为TBI特异性生物标志物的前景通过临床试验得到进一步验证和确认;这些研究总结于表1。 泛素C末端水解酶-L1 首先在重度TBI(包括儿科患者)的CSF和血清中研究了UCH-L1,并与未受伤受试者进行比较。研究报告在急性期(24小时内)UCH-L1水平显著升高,且所测浓度与损伤严重程度相关。60,61,62,63,64 此外,Papa等人报告在轻度和中度TBI患者中血清UCH-L1显著升高,该生物标志物在损伤后1小时内即可在血清中检测到,并与损伤严重程度指标(包括GCS评分)、CT病变和神经干预相关。65 同样,多项研究报道重度TBI患者血清GFAP水平升高与损伤严重程度和临床结局相关。28,66,67,68,69 血液GFAP水平被证明可预测重度TBI患者中作为脑损伤后继发损伤的脑缺氧。70 GFAP作为脑生物标志物的中度至mTBI患者中也已确立。53,71,72 有趣的是,除GFAP水平外,其相应的BDPs也可能具有临床意义。Papa等人记录到,在中度和mTBI患者中,GFAP BDPs可在损伤后1小时内检测到,其升高水平与颅内病变和神经外科干预相关。53 同样,另一项研究报告血浆GFAP BDP水平可区分CT扫描的存在和严重程度,从而作为TBI的诊断生物标志物。71 表1 创伤性脑损伤(TBI)中血液泛素C末端水解酶-L1(UCH-L1)和胶质纤维酸性蛋白(GFAP)的关键临床研究或试验 生物标志物 研究设计 患者人群 对照组水平 TBI患者水平 结局 临床意义 参考文献 CSF和血清UCH-L1 重度TBI(GCS≤8) 急性期(7天内) 每6小时采集样本一次,持续至TBI后7天 CSF对照组,n=24 血清对照组,n=167 sTBI,n=95 CSF,7.6 ng/mL(±2.78) 血清,0.12 ng/mL(±0.02) 平均CSF水平=66.21 ng/mL(±9.72) 平均血清水平=1.02 ng/mL(±0.26) 损伤后所有时间点CSF和血清UCH-L1均升高(P<0.001) 损伤后12小时内,GCS 3-5分患者的CSF和血清UCH-L1水平高于GCS 5-8分患者(分别为P=0.07和P=0.02;Mann-Whitney U检验) 损伤后6小时内,非幸存者的CSF UCH-L1水平显著高于幸存者(CSF 292.1±47.17 ng/mL vs. 67.16±22.32 ng/mL;P=0.01,Mann-Whitney U检验),且在整个研究期间亦如此(CSF 97.51±10.93 ng/mL vs. 34.33±3.2 ng/mL,P<0.001);幸存者在最初6小时内的血清UCH-L1水平也显著高于非幸存者(血清8.42±2.58 ng/mL vs. 1.00±0.66 ng/mL,P=0.01),且在整个研究期间(1.62±0.33 ng/mL vs. 0.23±0.03 ng/mL;P<0.001) 血清UCH-L1水平在TBI诊断(包括与损伤严重程度和生存结局相关)方面具有潜在临床效用 CSF和血清UCH-L1水平似乎可区分研究中的重度TBI幸存者与非幸存者,非幸存者的血清和CSF UCH-L1水平显著更高且更持久 累积血清UCH-L1水平>5.22 ng/mL可预测死亡(比值比4.8) 60 血清UCH-L1 儿科TBI 受试者年龄范围为1周至12.4岁 损伤后中位3.9小时采集血清(范围0.5-43.7小时) 结局在入组后平均(SD)3.7(3.1)个月时评估(范围0-8个月) 对照组,n=10 sTBI,n=16 中度TBI,n=12 轻度TBI,n=11 未提及 轻度,中位数0.02 ng/mL;中度0.13 ng/mL,重度0.10 ng/mL 对照组与重度TBI(P=0.001)和中度TBI(P=0.003)患者之间UCH-L1浓度存在显著差异,但与轻度TBI无显著差异(P=0.132) 损伤后时间与UCH-L1无显著关系(r=-0.016,P=0.921) 与GOS评分呈显著负相关(P<0.05)(Pearson相关-0.388) 临床症状的存在与头部CT异常之间,或临床症状与生物标志物浓度之间无关系 UCH-L1与GOS评分呈显著正相关(P<0.05) UCH-L1被认为可能在评估儿科TBI后损伤严重程度和/或预测结局中发挥作用 64 血清UCH-L1 轻中度TBI患者,头部钝器伤(损伤后4小时内),GCS 9-15分 对照组,n=199 TBI,n=96 所有对照组均值=0.083 ng/mL(±0.005) 所有TBI组均值=0.955 ng/mL(±0.248) GCS 15分患者与未受伤对照组之间存在显著差异(P=0.001) 早期UCH-L1水平可区分TBI与未受伤对照组,AUC为0.87(95% CI,0.82-0.92) CT显示创伤性颅内病变(CT阳性)的患者UCH-L1升高显著高于无CT病变(CT阴性)的患者(P<0.001) 接受神经外科干预的患者UCH-L1显著高于未接受此类干预的患者(P<0.001) 在UCH-L1截断值为0.09 ng/mL时,检测CT颅内病变的分类性能为:灵敏度100%(95% CI,88-100),特异度21%(95% CI,13-32),阴性预测值100%(76-100) 在UCH-L1截断值为0.21 ng/mL时,预测神经外科干预的分类性能为:灵敏度100%(95% CI,73-100),特异度57%(95% CI,46-67),阴性预测值100%(95% CI,91-100) 65 血浆GFAP 全谱系TBI GCS 3-15分 损伤后24小时内采集血样 所有受试者均接受头部CT扫描 骨科对照组,n=122 TBI,n=1359,其中810例CT阴性,549例CT阳性 中位数13 pg/mL;IQR,7-20 中位数336 pg/mL;IQR,69-1196 TBI患者GFAP水平显著高于骨科创伤对照组(P<0.001) 头部CT阳性受试者GFAP水平(中位数1358 pg/mL;IQR,472-3803)显著高于CT阴性受试者(中位数116 pg/mL;IQR,26-397)和骨科创伤对照组(中位数13 pg/mL;IQR,7-20)(P<0.001) GFAP水平与就诊时GCS严重程度相关,重度至中度范围(GCS 3-12分)受试者的GFAP水平比GCS 13-15分者高出10倍以上 GFAP预测CT扫描病变的AUC为0.853(95% CI 0.833-0.874) 使用预定截断值22 pg/mL,GFAP即时检验平台原型分析的灵敏度为0.987(95% CI,0.962-1.000),NPV为0.988(0.959-1.000),支持其在排除有TBI病史患者CT扫描需求方面的潜在临床作用 73 血浆GFAP GCS 13-15分且CT结果正常的TBI患者 损伤后24小时内采集血样 损伤后7-18天接受MRI检查 健康对照组,n=209 骨科创伤受试者,n=122 TBI,n=45 健康对照组GFAP平均浓度11 pg/mL 创伤对照组GFAP平均浓度23.7 pg/mL 健康对照组GFAP平均浓度308 pg/mL CT阴性且MRI阳性患者的GFAP中位数高于CT阴性且MRI阴性患者(414.4 pg/mL [25-75百分位数139.3-813.4] vs. 74.0 pg/mL [17.5-214.4];P<0.0001) 弥漫性轴索损伤(>3个轴索剪切伤灶)患者的血浆GFAP浓度(中位数1120.2 pg/mL,25-75百分位数638.6-1915.0)显著高于创伤性轴索损伤(1-3个轴索剪切灶)患者(315.2 pg/mL,74.3-545.2)(P=0.0002) GFAP区分CT阴性与MRI阳性患者和CT阴性与MRI阴性患者的AUC为0.777(95% CI,0.726-0.829)(损伤后24小时内) 区分CT阴性伴弥漫性轴索损伤患者与CT阴性伴MRI阴性患者以及骨科创伤对照的AUC被认为优秀(即0.9-1.0),分别为0.903(95% CI,0.935-1.000)和0.976(0.828-0.977) 75 血清GFAP 任何严重程度的TBI 损伤后24小时内获取样本 进行CT扫描 sTBI,n=601 mTBI,n=222 轻度TBI(GCS 13-14),n=457 轻度TBI(GCS 15),n=1494 不适用 中位值: sTBI=21.32 ng/mL mTBI=11.31 ng/mL 轻度TBI(GCS 13-14)=4.91 ng/mL 轻度TBI(GCS 15)=0.87 ng/mL GFAP中位值与损伤严重程度呈明显相关(Spearman's Rho [95% CI]=-0.52) CT阳性患者的GFAP水平高于CT阴性患者 GFAP预测CT异常存在的AUC为0.89 [95%CI: 0.87-0.90] GFAP在预测损伤后3周内MRI异常方面表现出最高的判别能力(c统计量0.76;95% CI,0.67-0.85)(针对CT阴性患者) 74 血清GFAP 头部CT扫描异常的重度TBI 入院时采集血清标本,随后每日采集,持续5天 损伤后6个月采用GOS评估患者结局,并进一步分为死亡与生存、不良结局与良好结局 对照组,n=135 TBI,n=67 未提及 入院时约1.7 ng/mL 在研究期间,损伤后6个月内死亡患者的血清GFAP水平显著高于存活者,不良结局患者显著高于良好结局患者 入院时血清GFAP具有良好的预测能力,预测死亡的AUC为0.761(95% CI,0.606-0.917),预测不良结局的AUC为0.823(95% CI,0.700-0.947) 使用截断值1.690 ng/mL,入院时血清GFAP预测死亡的灵敏度为84.6%,特异度为69.2%,PPV为64.7%,NPV为87.1% 预测损伤后6个月不良结局时,入院GFAP(最佳截断值1.559 ng/mL)的灵敏度为85.3%,特异度为77.4%,PPV为80.6%,NPV为82.8% 69 血清GFAP 轻度或中度TBI(GCS 9-15分) 损伤后4小时内采集血样 创伤患者根据主治医生的判断接受标准头部CT扫描 无轻中度TBI的创伤患者,n=188 轻中度TBI,n=209 未提及 有颅内病变者约0.72 ng/mL 轻中度TBI约0.03 ng/mL CT扫描有颅内病变(CT阳性)的患者血清GFAP水平显著高于无CT病变(CT阴性)的患者(P<0.001) 有颅内病变的患者GFAP水平显著高于任何颅外病变(头皮/面部血肿和面部骨折)患者(P<0.05) 区分CT扫描阳性与CT扫描阴性颅内病变的AUC为0.84(95% CI,0.73-0.95) 在GFAP截断值为0.067 ng/mL时,检测CT颅内病变的分类性能为:灵敏度100%(95% CI,63-100),特异度55%(95% CI,43-66) 72 血清UCH-L1和GFAP 重度TBI(GCS≤8分) 入院时采血 随访患者直至死亡或头部创伤后6个月完成 对照组,n=102 TBI,n=102 UCH-L1=247.7±80.7 pg/mL GFAP=2.3±0.8 pg/mL UCH-L1=2931.6±1542.3 pg/mL GFAP=11.6±4.6 pg/mL 患者UCH-L1和GFAP浓度显著高于对照组(P<0.001) 不良结局患者的UCH-L1和GFAP水平显著高于良好结局患者(P<0.001) 在改善GOS评分对sTBI长期临床结局的预测价值方面无统计学显著性 76 血清UCH-L1和GFAP 轻中度TBI(GCS 9-15分) 损伤后6小时内获取样本 患者接受急诊头部CT扫描 TBI,n=251 不适用 GFAP中位数=10.3 pg/mL UCH-L1中位数=65.8 pg/mL CT阳性患者的UCH-L1中位数(132.3 pg/mL)高于CT阴性患者(56.2 pg/mL) CT阳性患者的GFAP中位数(110.5 pg/mL)高于CT阴性患者(7.8 pg/mL) 确定患者阴性头部CT:UCH-L1在≥40 pg/mL时灵敏度100%,特异度39%(95% CI,33%-46%)(使用41 pg/mL截断值时特异度为40%;95% CI,33%-47%) GFAP在0 pg/mL截断值时灵敏度100%,特异度0%,表明使用与100%灵敏度相关的GFAP值 77 血清UCH-L1和GFAP 儿科TBI(急性) 病例平均(SD)年龄3.8(3.7)岁 GCS 3-15分 到达医院后尽快采集样本 在出院时和/或计划随访门诊就诊时评估结局 对照组,n=40 sTBI,n=19 中度TBI,n=6 轻度TBI,n=20 中位数(IQR)UCH-L1=0.09(0.03-0.11)ng/mL 中位数(IQR)GFAP=0.01(0.00-0.05)ng/mL 中位数(IQR)UCH-L1=0.23(0.12-0.55)ng/mL 中位数(IQR)GFAP=0.48(0.12-1.67)ng/mL 病例血清GFAP和UCH-L1显著高于对照组(P<0.0001) 发现GFAP和UCH-L1浓度随严重程度组/类别增加呈显著趋势(P<0.0001) 有颅内损伤(ICI)患者的UCH-L1浓度显著高于CT阴性(P=0.004)或颅骨骨折(P=0.02)患者;GFAP在组间无统计学显著差异 不良结局儿童的GFAP和UCH-L1水平显著高于良好结局儿童(GFAP中位数1.12 vs. 0.27 ng/mL,P=0.013;UCH-L1中位数0.92 vs. 0.18 ng/mL,P=0.0005) 区分病例和对照的诊断准确性对两种生物标志物均良好:GFAP的AUC为0.89(95% CI,0.82-0.96),UCH-L1为0.86(95% CI,0.78-0.94) GFAP和UCH-L1的灵敏度较高(分别为89%和100%),但特异度中等至低(分别为63%和20%) 得出UCH-L1截断点0.09 ng/mL,检测ICI的灵敏度为93%,特异度为25%(AUC 0.81 [95% CI,0.68-0.93],P=0.0008) 血清GFAP和UCH-L1预测不良结局的诊断准确性分别为0.76(95% CI,0.60-0.92)和0.86(95% CI,0.72-1.00) GFAP截断值16.97 ng/mL和UCH-L1截断值2.22 ng/mL的诊断特异度为100%,而灵敏度分别为9%和27% 与单独使用UCH-L1相比,两种标志物的组合并未提供更高的预测能力 78 血清UCH-L1和GFAP 不同严重程度的TBI患者(56.8%为mTBI,30.9%为sTBI) 在入院时及第1、2、3、7天采集样本 所有患者均接受CT扫描 对照组,n=81 TBI,n=324 未提及 GFAP水平中位数(上下四分位数) 入院时=0.23 ng/mL(0.00和0.83 ng/mL) UCH-L1水平入院时=0.50 ng/mL(0.40和0.70 ng/mL) 入院时GFAP和UCH-L1水平与GCS评分显著相关(Spearman r=-0.426 [P=0.001]和-0.294 [P=0.001]) 发现GFAP和UCH-L1水平以及GFAP/UCH-L1比值在入院时可充分区分上述严重程度分类:AUC分别为0.729(95% CI,0.577-0.847)、0.701(95% CI,0.563-0.806)和0.707(95% CI,0.553-0.820) GFAP水平和GFAP/UCH-L1比值被发现可充分区分所有损伤严重程度类别(按Marshall分级:I级 vs. II-V级)的任何CT扫描病变,而UCH-L1水平在入院时仅达到较差的预测能力:GFAP、UCH-L1和GFAP/UCH-L1比值的AUC分别为0.739(95% CI,0.646-0.815)、0.621(95% CI,0.522-0.716)和0.727(95% CI,0.626-0.804) 79 血清UCH-L1和GFAP 轻中度TBI(GCS 9-15分) 在损伤后4、8、12、16、20、24、36、48、60、72、84、96、108、120、132、144、156、168和180小时进行重复采血 创伤患者根据主治医生的临床判断接受标准头部CT扫描 无TBI的创伤患者,n=259 中度TBI的创伤患者,n=7 mTBI的创伤患者,n=318 UCH-L1:中位数0.171 ng/mL;IQR 0.100-0.417 ng/mL;范围0.045-4.241 ng/mL GFAP:中位数0.008 ng/mL;IQR 0.008-0.030 ng/mL;范围0.008-0.773 ng/mL UCH-L1:中位数0.258 ng/mL;IQR 0.109-0.627 ng/mL;范围0.045-9.000 ng/mL GFAP:中位数0.112 ng/mL;IQR 0.030-0.462 ng/mL;范围0.008-8.078 ng/mL UCH-L1和GFAP水平显著高于创伤对照组(P<0.001) CT有创伤性病变的患者:GFAP水平(中位数0.588 ng/mL;IQR 0.140-2.014 ng/mL;范围0.008-8.078 ng/mL)显著高于无病变患者(中位数0.033 ng/mL;IQR 0.008-0.189 ng/mL;范围0.008-7.785 ng/mL)(P<0.001) 同样,有病变患者的UCH-L1(中位数0.319 ng/mL;IQR 0.131-0.811 ng/mL;范围0.045-9.000 ng/mL)显著高于无病变患者(中位数0.250 ng/mL;IQR 0.106-0.586 ng/mL;范围0.045-9.000 ng/mL)(P<0.001) 需要神经外科干预的患者GFAP水平(中位数1.847 ng/mL;IQR 0.418-4.421 ng/mL;范围0.119-8.078 ng/mL)显著高于不需要此类干预的患者(中位数0.054 ng/mL;IQR 0.008-0.297 ng/mL;范围0.008-7.973 ng/mL)(P<0.001) 同样,需要干预的患者UCH-L1(中位数0.508 ng/mL;IQR 0.224-1.341 ng/mL;范围0.100-9.000 ng/mL)显著高于不需要干预的患者(中位数0.250 ng/mL;IQR 0.106-0.593 ng/mL;范围0.045-9.000 ng/mL)(P<0.001) 评估了GFAP和UCH-L1在7天内区分有无轻中度TBI创伤患者的能力:GFAP的AUC范围在0.73(95% CI,0.69-0.77)至0.94(95% CI,0.78-1.00)之间 UCH-L1的AUC范围在0.30(95% CI,0.02-0.58)至0.67(95% CI,0.53-0.81)之间 GFAP和UCH-L1联合的AUC范围在0.64(95% CI,0.35-0.92)至0.89(95% CI,0.79-0.99)之间 通过计算损伤后每个时间点的AUC,评估了GFAP和UCH-L1在7天内检测CT创伤性颅内病变的能力:GFAP的AUC范围在0.80(95% CI,0.67-0.92)至0.97(95% CI,0.93-1.00)之间 UCH-L1的AUC范围在0.31(95% CI,0-0.63)至0.77(95% CI,0.68-0.85)之间 GFAP和UCH-L1联合的AUC范围在0.75(95% CI,0.33-1.00)至0.97(95% CI,0.93-1.00)之间 通过计算损伤后每个时间点的AUC,评估了GFAP和UCH-L1与神经外科干预的关联:GFAP的AUC范围在0.91(95% CI,0.79-1.00)至1.00(95% CI,1.00-1.00)之间 UCH-L1的AUC范围在0.50(95% CI,0-1.00)至0.92(95% CI,0.85-1.00)之间 GFAP和UCH-L1联合的AUC范围在0.50(95% CI,0-1.00)至1.00(95% CI,1.00-1.00)之间 血清GFAP是CT颅内病变(比值比3.45;95% CI,2.69-4.43)和神经外科干预(比值比2.57;95% CI,2.04-3.21)的最强预测因子 80 血清UCH-L1和GFAP 疑似非穿透性TBI,GCS 9-15分 损伤后12小时内采血 损伤后12小时内接受非增强头部CT扫描 TBI,n=1959 不适用 GCS 13-15分,GFAP:CT阳性中位数~135 pg/mL;CT阴性~60 pg/mL;UCH-L1:CT阳性中位数~600 pg/mL;CT阴性~500 pg/mL CT阳性患者的GFAP和UCH-L1浓度显著高于CT阴性患者(GFAP中位数135.0 pg/mL vs. 22.2 pg/mL;P<0.0001;UCH-L1中位数604.8 pg/mL vs. 261.0 pg/mL;P<0.0001) 基于血清GFAP和UCH-L1的急性CT检测颅内损伤检测的灵敏度为0.976(95% CI,0.931-0.995),特异度为0.364(0.342-0.387),NPV为0.996(0.987-0.999) 81 AUC,受试者工作特征曲线下面积;CI,置信区间;CSF,脑脊液;CT,计算机断层扫描;ICI,颅内损伤;GCS,格拉斯哥昏迷量表;IQR,四分位距;M/M,中度/轻度;MRI,磁共振成像;mTBI,轻度TBI;N/A,不适用;NPV,阴性预测值;PPV,阳性预测值;SD,标准差;sTBI,重度TBI。 最近,美国多中心TRACK-TBI研究的分析第一阶段(纳入1375名全谱系严重程度的TBI受试者)进一步表明,Abbott的i-STAT原型GFAP检测具有与先前研究相当的急性TBI诊断准确性。73 有趣的是,在该研究中,GFAP在预测TBI患者(GCS 3-15分)CT扫描颅内异常方面表现出高判别能力,显著优于在这些患者中测量的血清S100B生物标志物。此外,Yue等人还显示,GFAP(而非UCH-L1)能够检测CT阴性TBI患者的MRI异常。79 与此同时,由欧盟委员会资助、纳入2867名损伤后<24小时患者的多中心CENTER-TBI研究中,Czeiter等人发现GFAP在预测CT异常方面实现了最高的判别力(受试者工作特征曲线下面积[AUC],0.89),其区分CT阳性患者的可能性比当代决策规则中使用的临床特征高出99%。同样,在mTBI患者中,GFAP也显示出诊断价值略有改善,AUC从0.84提高到0.89。74 尽管UCH-L1和GFAP单独作为TBI的预后和诊断标志物已显示出显著意义,但多项研究将它们联合检测,结果表明其组合可提高TBI诊断的灵敏度和特异度。12,49,76,77,78,82 在一项病例对照研究中,重度TBI患者血清UCH-L1和GFAP水平较对照组显著升高,提供了有关损伤严重程度和损伤后结局的信息数据。49 该研究揭示了血清生物标志物升高与GCS和CT发现之间的相关性,其中占位病变患者GFAP水平较高,弥漫性损伤患者UCH-L1水平较高。49 此外,在一项针对mTBI患者的初步研究中,报告称UCH-L1和GFAP生物标志物结合先进的MRI成像技术可改善损伤诊断。胶质纤维酸性蛋白可作为颅内出血的临床筛查工具,而UCH-L1在损伤检测中补充MRI。83 此外,Posti等人报告了GFAP和UCH-L1血浆水平与损伤后第一周内TBI严重程度之间的强相关性,支持了这些生物标志物在TBI急性期诊断中的前景。79 在一项大型队列研究(n=584)中,Papa等人评估了UCH-L1和GFAP随时间变化的诊断准确性,结果显示GFAP可在损伤后7天内检测轻中度TBI、CT病变和神经干预;但UCH-L1在损伤后早期表现最佳(表1)。80 在另一项研究中,Papa等人评估了GFAP和UCH-L1联合检测在儿童和成人脑震荡中的应用。结果表明,GFAP蛋白在检测儿童和成人脑震荡方面优于UCH-L1,而在非脑震荡性创伤患者中UCH-L1的表达水平远高于GFAP,提示既往存在亚临床脑损伤。82 有趣的是,Bazarian等人研究了基于血清UCH-L1和GFAP的检测在预测头部CT无颅内损伤方面的效用。81 该研究纳入1959名轻中度TBI患者(GCS 9-15分),结果显示这些生物标志物具有高灵敏度,在排除急诊科CT扫描需求方面具有临床潜力。在损伤后12小时内,CT阳性患者的UCH-L1和GFAP水平显著高于CT阴性患者(P<0.0001),其中UCH-L1中位数分别为604.8 pg/mL vs. 261.0 pg/mL,GFAP中位数分别为135.0 pg/mL vs. 22.2 pg/mL。对于颅内损伤的检测,基于血清UCH-L1和GFAP水平的检测灵敏度为0.976(95%置信区间[CI],0.931-0.995),阴性预测值(NPV)为0.996(0.987-0.999),阳性预测值(PPV)为0.095(0.079-0.112)。在1959名患者中,仅3名(<1%)检测阴性时CT扫描阳性。对于检测可神经科处理的病变(n=8),该检测的灵敏度为1.0(0.631-1.00),特异度为0.344(0.323-0.365),NPV为1.0(0.995-1.00),PPV为0.006(0.003-0.012)。此外,在1790名具有GFAP和UCH-L1蛋白定量值的患者中,比较该检测与每种生物标志物单独使用的诊断准确性的敏感性分析表明,两种蛋白的联合检测优于单独使用任一标志物,但与单独使用GFAP相比,诊断改善不显著。81 因此,该研究结果被用于支持向FDA申请批准使用UCH-L1和GFAP作为指标,以帮助避免mTBI患者不必要的神经影像学检查。除此之外,包括UCH-L1和GFAP在内的多种生物标志物有望用于床旁检测(POC)应用,实现向临床实践的快速转化。73 如近期所发表,用于TBI生物标志物的POC设备正在开发中。84,85 例如,亚利桑那州的一个研究团队提出了一种测量四种生物标志物(GFAP、NSE、S100B和肿瘤坏死因子-α)水平的方法。86 该设备能够通过金盘电极测量微升体积的血样,在90秒内检测这些生物标志物的浓度。此外,Yue等人报告i-STAT设备可在损伤后24小时内测量血浆GFAP水平。75 有趣的是,该设备能够以0.777(95% CI,0.726-0.829)的AUC区分MRI阳性和MRI阴性患者。尽管基于生物标志物的POC检测在mTBI快速诊断方面前景广阔,但这一新技术仍需进一步开发、优化和更多前瞻性研究,以确保其在评估TBI患者脑震荡时的特异性和敏感性。 美国食品药品监督管理局批准函与未来监管路径 2018年2月14日,FDA批准了首个用于评估成人脑震荡的血液检测上市。87,88 由Banyan Biomarkers与美国国防部合作开发的“脑创伤指示器™”在FDA突破性设备计划下不到6个月内即获得审查和许可。该检测的主要目标是避免不必要的神经影像学检查(CT扫描)及相关的患者辐射暴露。脑创伤指示器测量损伤后12小时内从大脑释放到血液中的UCH-L1和GFAP蛋白水平,检测结果可在3-4小时内获得。mTBI后血液中这些生物标志物的水平可预测患者是否存在CT扫描可见的颅内病变。因此,医疗专业人员可以决定是否需要CT扫描。FDA局长Scott Gottlieb在批准该检测时表示:“用于评估mTBI/脑震荡的血液检测选择不仅为医疗专业人员提供了新工具,还为疑似病例的检测建立了更现代化的护理标准。此外,mTBI/脑震荡血液检测的可用性可能会减少每年对脑震荡患者进行的CT扫描次数,从而可能为我们的医疗系统节省通常不必要的神经影像学检查费用。”87 该批准基于Bazarian及其同事进行的前瞻性、多中心ALERT-TBI临床研究(如前一节所述)获得的数据,该研究纳入1947名在24个临床中心疑似mTBI的成人(NCT01426919)。81 FDA通过比较患者血液样本与CT扫描结果来评估该产品的性能。值得注意的是,该检测预测有颅内病变患者的准确率为97.5%,预测无病变患者(NPV)的准确率为99.6%。该检测的高准确性表明其在预测无颅内病变方面的可靠性,因此可用于排除mTBI患者对CT扫描的需求。值得注意的是,上述Banyan的脑创伤指示器™是在半自动ELISA检测平台上运行的,需要熟练的技术人员操作,且耗时数小时。重要的是,脑创伤指示器尚未商业化,因此这种UCH-L1/GFAP串联检测作为临床诊断检测在临床环境中仍未广泛可用。除此之外,包括UCH-L1和GFAP在内的多种生物标志物有望用于原型床旁检测(POC)应用,实现向临床实践的快速转化74。如近期所发表,用于TBI生物标志物的POC设备正在开发中87。例如,亚利桑那州的一个研究团队提出了一种测量四种生物标志物的方法:GFAP、NSE、S100B和肿瘤坏死因子-α88。该设备能够通过金盘电极测量微升体积的血样,在90秒内检测这些生物标志物的浓度。在过去几年中,通过与Banyan的许可协议,Abbott Diagnostics创建了自己的原型i-STAT床旁检测版本的UCH-L1/GFAP TBI诊断血液检测89。Oknowkwo等人和Wang等人也报告了基于损伤当天血浆GFAP和UCH-L1水平预测CT异常,结果与先前报道的大型TRACK-TBI联盟研究第一阶段分析队列(1375名TBI受试者)的结果相似(投稿中)。使用相同队列,Yue等人证明原型i-STAT设备测定的损伤后24小时内血浆GFAP水平也能以0.777 [95% CI, 0.726至0.829] 的ROC曲线下面积区分MRI阳性和MRI阴性患者79。在这些令人鼓舞的数据之后,Abbott Diagnostic现正与美国国防部和TRACK-TBI联盟合作,对其i-STAT床旁检测版本的UCH-L1/GFAP串联血浆检测在mTBI患者中进行多中心关键性临床试验。其主要目标是证明其mTBI诊断性能与先前Banyan检测结果等效。在预期的FDA批准后,这种i-STAT UCH-L1/GFAP检测将被纳入Abbott i-STAT临床诊断检测菜单,并在美国及其他国家的各种临床环境中广泛可用。 结论 生物标志物为多种神经系统疾病(包括TBI)提供了一种准确且客观的诊断和预后工具。在脑损伤相关的研究最广泛的生物标志物中,UCH-L1和GFAP代表了人脑中占主导地位的细胞类型。动物研究中的有前景的发现促使人们评估了这些标志物在重度和轻中度TBI患者中的临床意义。体液中UCH-L1和GFAP的升高与损伤严重程度和临床结局相关。随后,FDA批准了使用这种串联标志物的诊断检测,以协助mTBI患者的诊断和护理。预计其他携带UCH-L1/GFAP检测的临床诊断平台也将在不久的将来获得FDA批准。考虑到这些标志物在评估和管理神经创伤中的显著意义,需要更多研究来进一步检验其在其他临床实践中的诊断价值。 披露 研究方案批准:不适用 知情同意:不适用 研究/试验注册及注册号:不适用 动物研究:不适用 利益冲突:K.K.W.是Banyan Biomarkers, Inc.的股东,该公司致力于将创伤性脑损伤生物标志物作为医疗诊断进行商业化。其他作者无利益冲突。 致谢 本研究部分由美国国防部资助(W81XWH-14-2-0176;W81XWH19-2-0012;W81XWH-18-2-0042 [授予K.K.W.])、美国国立卫生研究院(1UG3 NS106938-01;1U01 NS086090-01 [授予K.K.W.])和佛罗里达大学急诊医学系(授予J.A.T.、F.H.K.和K.K.W.)资助。 资助信息 本研究部分由美国国防部资助(W81XWH-14-2-0176;W81XWH19-2-0012;W81XWH-18-2-0042 [授予K.K.W.])、美国国立卫生研究院(1U01 NS086090-01 [授予K.K.W.])和佛罗里达大学急诊医学系(授予J.A.T.、F.H.K.和K.K.W.)资助。 作者贡献 Kevin K.W. Wang,电子邮箱:kwang@ufl.edu。 Firas H. Kobeissy,电子邮箱:firasko@ufl.edu。