Berberine-induced browning and energy metabolism: mechanisms and implications

✅ 全文

小檗碱诱导的褐变与能量代谢:机制与意义

作者 A. Ağaçdiken; Zeynep Göktaş 期刊 PeerJ 发表日期 2025 ISSN 2167-8359 DOI 10.7717/peerj.18924 类型 原创研究 (Original Research)

📄 中文摘要 Chinese Abstract

中文
肥胖是一种全球性流行病,由能量摄入与消耗失衡引起,可导致糖尿病和心血管疾病等代谢性疾病。棕色脂肪组织(BAT)和白色脂肪组织(WAT)的褐变因其通过线粒体解偶联蛋白1(UCP1)将储存能量转化为热量的产热能力,已成为有前景的治疗靶点。小檗碱是一种天然异喹啉类生物碱,在亚洲传统医学中应用广泛,已证实具有抗肥胖作用,包括增强产热和体重控制。尽管其机制尚未完全阐明,但腺苷一磷酸活化蛋白激酶(AMPK)通路的激活在其中发挥核心作用。小檗碱还可能通过生长分化因子15(GDF15)等替代通路抑制食欲。然而,其口服生物利用度较低(约5%),限制了临床应用,因此需要研究纳米技术递送系统以提高其稳定性和吸收率。

📋 英文结构化总结 English Structured Summary

全文整理

EN

Background:

Obesity is a global pandemic driven by an imbalance between energy intake and expenditure, leading to metabolic disorders such as diabetes and cardiovascular disease. Brown adipose tissue (BAT) and the browning of white adipose tissue (WAT) have emerged as promising therapeutic targets due to their capacity for thermogenesis—converting stored energy into heat via mitochondrial uncoupling protein 1 (UCP1). Berberine, a natural isoquinoline alkaloid used in traditional Asian medicine, has demonstrated anti-obesity effects, including enhanced thermogenesis and body weight control. While its mechanisms are not fully elucidated, activation of the adenosine monophosphate-activated protein kinase (AMPK) pathway plays a central role. Berberine also shows potential through alternative pathways like growth differentiation factor 15 (GDF15), which suppresses appetite. However, its clinical utility is limited by low oral bioavailability (~5%), prompting research into nanotechnological delivery systems to enhance stability and absorption.

Methods:

This review synthesized evidence from PubMed, Science Direct, and Scopus using keywords “berberine” combined with “brown adipose tissue,” “browning,” or “thermogenesis” in titles or abstracts. No publication year restrictions were applied, and only English-language research articles and reviews were included. After screening 278 initial results, 10 studies were selected based on relevance, data availability, and full-text accessibility. The review focused on elucidating berberine’s mechanisms in adipose tissue browning and BAT activation, with emphasis on AMPK and GDF15 signaling, and summarized strategies—particularly nanocarriers—to overcome its pharmacokinetic limitations.

Results:

Berberine induces adipose tissue browning and activates BAT primarily through AMPK phosphorylation, which enhances lipolytic activity and upregulates key thermogenic markers including UCP1, PGC-1α, and PRDM16. It also increases FGF21 expression, promoting binding to FGFR1c and further stimulating thermogenesis. Independently of AMPK, berberine elevates GDF15 levels, which binds to GFRAL receptors in the hypothalamus, reducing appetite and food intake. In murine models, berberine administration (e.g., 5–100 mg/kg/day) consistently increased energy expenditure, reduced weight gain, and upregulated browning markers without altering food intake in some studies. Nanotechnological formulations—such as solid lipid nanoparticles (SLNs), nanostructured lipid carriers (NLCs), liposomes, micelles, and dendrimers—significantly improved berberine’s bioavailability, solubility, and tissue targeting, with SLNs increasing plasma AUC by over 2-fold compared to free berberine.

Data Summary:

In clinical and preclinical studies, berberine at doses of 1.5 g/day in humans or 5–380 mg/kg/day in rodents for 1–12 weeks reduced body weight (e.g., ~2.3 kg loss in obese humans over 12 weeks), enhanced BAT activity, and increased expression of UCP1, PGC-1α, and PRDM16. Nanocarrier systems improved pharmacokinetics: berberine-SLNs achieved a peak plasma concentration of 44.65 ± 4.77 ng/mL versus 11.1 ± 6.24 ng/mL for free berberine, with AUC values of 113.6 ± 72.93 vs. 56.5 ± 29.61 ng·h/mL. Encapsulation efficiencies ranged from 58% (SLNs) to 88% (NLCs), with particle sizes between 76.8–186 nm and enhanced intestinal absorption (up to 364% increase with micelles).

Conclusions:

Berberine exerts anti-obesity effects by promoting adipose tissue browning and thermogenesis via AMPK activation and GDF15-mediated appetite suppression. Despite its therapeutic promise, clinical application is hindered by poor oral bioavailability and stability. Nanotechnology-based delivery systems—especially SLNs, NLCs, and micelles—effectively enhance berberine’s pharmacokinetics and biological efficacy. Future research should prioritize scalable, cost-effective nanocarrier production, comprehensive toxicity profiling, and diverse clinical trials to support regulatory approval and establish standardized dosing regimens.

Practical Significance:

Berberine, particularly when delivered via advanced nanocarriers, represents a promising natural intervention for obesity management by increasing energy expenditure and reducing appetite. Its integration into clinical practice could offer a complementary or alternative strategy to conventional anti-obesity drugs, especially for patients seeking phytochemical-based therapies. Development of orally bioavailable nanoformulations may enable berberine to meet regulatory standards for drug classification and facilitate its use in personalized nutrition and metabolic disease prevention programs.

📋 中文结构化总结 Chinese Structured Summary

中文

背景:

肥胖是一种全球性流行病,由能量摄入与消耗失衡引起,可导致糖尿病和心血管疾病等代谢性疾病。棕色脂肪组织(BAT)和白色脂肪组织(WAT)的褐变因其通过线粒体解偶联蛋白1(UCP1)将储存能量转化为热量的产热能力,已成为有前景的治疗靶点。小檗碱是一种天然异喹啉类生物碱,在亚洲传统医学中应用广泛,已证实具有抗肥胖作用,包括增强产热和体重控制。尽管其机制尚未完全阐明,但腺苷一磷酸活化蛋白激酶(AMPK)通路的激活在其中发挥核心作用。小檗碱还可能通过生长分化因子15(GDF15)等替代通路抑制食欲。然而,其口服生物利用度较低(约5%),限制了临床应用,因此需要研究纳米技术递送系统以提高其稳定性和吸收率。

方法:

本综述从PubMed、Science Direct和Scopus数据库中检索文献,使用"小檗碱"与"棕色脂肪组织"、"褐变"或"产热"等关键词在标题或摘要中进行组合检索。未限制发表年份,仅纳入英文研究论文和综述。初步筛选278篇文献后,根据相关性、数据可及性和全文可获取性最终纳入10项研究。本综述重点阐明小檗碱在脂肪组织褐变和棕色脂肪组织激活中的作用机制,重点关注AMPK和GDF15信号通路,并总结克服其药代动力学局限性的策略,特别是纳米载体技术。

结果:

小檗碱主要通过AMPK磷酸化诱导脂肪组织褐变并激活棕色脂肪组织,从而增强脂肪分解活性,上调UCP1、PGC-1α和PRDM16等关键产热标志物的表达。它还能增加FGF21的表达,促进其与FGFR1c的结合,进一步刺激产热。独立于AMPK通路,小檗碱可提高GDF15水平,GDF15与下丘脑中的GFRAL受体结合,从而减少食欲和食物摄入。在动物模型中,给予小檗碱(如5-100 mg/kg/天)可持续增加能量消耗、减少体重增长并上调褐变标志物,部分研究中未观察到食物摄入量的改变。纳米技术制剂——如固体脂质纳米粒(SLNs)、纳米结构脂质载体(NLCs)、脂质体、胶束和树状大分子——显著提高了小檗碱的生物利用度、溶解度和组织靶向性,其中SLNs使血浆AUC较游离小檗碱提高了2倍以上。

数据总结:

在临床和临床前研究中,小檗碱在人类中以1.5 g/天的剂量、在啮齿动物中以5-380 mg/kg/天的剂量给药1-12周后,可降低体重(如肥胖人类12周内减重约2.3 kg),增强棕色脂肪组织活性,并上调UCP1、PGC-1α和PRDM16的表达。纳米载体系统改善了药代动力学:小檗碱-SLNs的峰血浆浓度为44.65 ± 4.77 ng/mL,而游离小檗碱为11.1 ± 6.24 ng/mL,AUC值分别为113.6 ± 72.93和56.5 ± 29.61 ng·h/mL。包封率从SLNs的58%到NLCs的88%不等,粒径范围为76.8-186 nm,肠道吸收显著增强(胶束可提高至364%)。

结论:

小檗碱通过AMPK激活促进脂肪组织褐变和产热,并通过GDF15介导的食欲抑制发挥抗肥胖作用。尽管其治疗前景良好,但口服生物利用度和稳定性差限制了临床应用。基于纳米技术的递送系统——特别是SLNs、NLCs和胶束——可有效改善小檗碱的药代动力学和生物学效应。未来研究应优先关注可扩展、经济高效的纳米载体生产、全面的毒性评估以及多样化的临床试验,以支持监管审批并建立标准化给药方案。

实际意义:

小檗碱,特别是通过先进纳米载体递送时,通过增加能量消耗和减少食欲,有望成为肥胖管理的天然干预手段。将其整合到临床实践中,可为传统抗肥胖药物提供补充或替代策略,尤其适用于寻求植物化学疗法的患者。口服生物可利用纳米制剂的开发可能使小檗碱达到药物分类的监管标准,并促进其在个性化营养和代谢疾病预防项目中的应用。

📖 英文全文 English Full Text

EN

pmc PeerJ PeerJ 2057 peerj PeerJ PeerJ 2167-8359 PeerJ, Inc PMC11809318 PMC11809318.1 11809318 11809318 39931072 10.7717/peerj.18924 18924 1 Food Science and Technology Drugs and Devices Nutrition Pharmacology Obesity Berberine-induced browning and energy metabolism: mechanisms and implications Alpaslan Ağaçdiken Aslıhan Göktaş Zeynep zeynep.goktas@hacettepe.edu.tr Department of Nutrition and Dietetics, Hacettepe University , Ankara , Turkey Antoun Jumana 7 2 2025 2025 13 478561 e18924 29 10 2024 13 1 2025 07 02 2025 10 02 2025 12 02 2025 © 2025 Alpaslan Ağaçdiken and Göktaş 2025 Alpaslan Ağaçdiken and Göktaş https://creativecommons.org/licenses/by/4.0/ This is an open access article distributed under the terms of the Creative Commons Attribution License , which permits unrestricted use, distribution, reproduction and adaptation in any medium and for any purpose provided that it is properly attributed. For attribution, the original author(s), title, publication source (PeerJ) and either DOI or URL of the article must be cited. Obesity has become a global pandemic. The approaches researched to prevent it include decreasing energy intake and/or enhancing energy expenditure. Therefore, research on brown adipose tissue is of great importance. Brown adipose tissue is characterized by its high mitochondrial content. Mitochondrial uncoupling protein 1 (UCP1) releases energy as heat instead of chemical energy. Thermogenesis increases energy expenditure. Berberine, a phytochemical widely used in Asian countries, has positive effects on body weight control. While the precise mechanisms behind this effect remain unclear, the adenosine monophosphate-activated protein kinase (AMPK) pathway is known to play a crucial role. Berberine activates AMPK through phosphorylation, significantly impacting brown adipose tissue by enhancing lipolytic activity and increasing the expression of UCP1, peroxisome proliferator-activated receptor γ-co-activator-1α (PGC1α), and PR domain containing 16 (PRDM16). While investigating the mechanism of action of berberine, both the AMPK pathway is being examined in more detail and alternative pathways are being explored. One such pathway is growth differentiation factor 15 (GDF15), known for its appetite-suppressing effect. Berberine’s low stability and bioavailability, which are the main obstacles to its clinical use, have been improved through the development of nanotechnological methods. This review examines the potential mechanisms of berberine on browning and summarizes the methods developed to enhance its effect. Adipose tissue Berberine Browning Obesity Thermogenesis The authors received no funding for this work. pmc-status-qastatus 0 pmc-status-live yes pmc-status-embargo no pmc-status-released yes pmc-prop-open-access yes pmc-prop-olf no pmc-prop-manuscript no pmc-prop-legally-suppressed no pmc-prop-has-pdf yes pmc-prop-has-supplement no pmc-prop-pdf-only no pmc-prop-suppress-copyright no pmc-prop-is-real-version no pmc-prop-is-scanned-article no pmc-prop-preprint no pmc-prop-in-epmc yes pmc-license-ref CC BY Introduction Obesity is a growing health concern worldwide, primarily driven by an imbalance between energy intake and expenditure ( Mayoral et al., 2020 ). This condition is associated with numerous metabolic disorders, including diabetes, cardiovascular diseases, and non-alcoholic fatty liver disease. Addressing obesity requires innovative approaches to increase energy expenditure while reducing energy storage. Brown adipose tissue (BAT) and the browning of white adipose tissue have emerged as promising therapeutic targets due to their roles in thermogenesis. This process converts stored energy into heat, thereby increasing total energy expenditure ( Marlatt & Ravussin, 2017 ). Berberine is a natural compound extensively utilized in traditional medicine across many Asian countries, especially China ( Wang et al., 2017 ). It is an isoquinoline alkaloid derived from several plants, such as Coptis chinensis , Berberis aquifolium , Berberis vulgaris , and Berberis aristate . Plants containing berberine have been used since ancient times. Coptis chinensis was used approximately 2,200 years ago for many health issues, particularly digestive system diseases ( Song, Hao & Fan, 2020 ). Approximately 1,500 years ago, Hongjing Tao mentioned the antidiabetic properties of berberine plants in the book “Note of Elite Physicians” ( Zhang et al., 2014a ). With technological advancements, the active component in these plants was identified as berberine, and consequently, the number of studies on berberine has recently increased. Berberine is believed to have numerous effects, including anti-obesity, hypoglycemic, hypolipidemic, hypotensive, and anti-inflammatory effects ( Hesari et al., 2018 ; Pirillo & Catapano, 2015 ; Yarla et al., 2016 ). Berberine is regarded as a potential anti-obesity agent because of its beneficial health effects. Berberine may increase thermogenesis, positively affect carbohydrate and lipid metabolism, suppress appetite, regulate intestinal permeability and hepatic gluconeogenesis, and modulate the microbiota ( Ilyas et al., 2020 ; Park, Jung & Shim, 2020 ; Rong et al., 2021 ; Wu et al., 2019 ; Zhang et al., 2020 , 2014c ). Taking 500 mg of berberine three times a day for 12 weeks may result in an average weight loss of approximately 2.3 kg (5 pounds) in individuals with obesity ( Hu et al., 2012 ). Berberine’s effect on thermogenesis is one of the most researched topics in this area. Although the exact mechanism is not yet fully understood, berberine induces adipose tissue browning and thermogenesis through various pathways ( Zhang et al., 2015 , 2008 ). This browning effect is considered a key mechanism contributing to berberine’s potential role in weight loss, as it promotes increased energy expenditure and thermogenesis, addressing the energy imbalance central to obesity. Beyond its metabolic effects, berberine is relatively safe. While berberine toxicity is rarely observed in animals, human studies have reported some mild side effects, such as gastrointestinal disturbances like diarrhea or constipation ( Imenshahidi & Hosseinzadeh, 2019 ; Zhang et al., 2010 ). Plants rich in berberine have been reported to be safe, showing no adverse effects on creatinine levels or liver function ( Linn et al., 2012 ). The side effects of berberine vary depending on the route of administration, dosage, and duration of use. This review aims to clarify the mechanisms of adipose tissue browning, which are essential for preventing obesity and its associated conditions, as well as to examine the effects of berberine on these mechanisms. There are different reviews in the literature examining the health effects of berberine. However, the number of articles presenting up-to-date data on the effects of berberine on adipose tissue browning and BAT activation is limited. Due to its low bioavailability, most studies on berberine are in vitro . Methods that could address this issue are provided in this review. Survey methodology In this review, articles containing the keywords “berberine” along with “brown adipose tissue,” “browning,” and “thermogenesis” in their titles or abstracts were searched in the PubMed, Science Direct, and Scopus databases. Since most of the relevant sources were recently published, no year restriction was applied. Only articles in English are considered. Research articles and reviews were included. A search using these criteria resulted in 278 research articles. After applying search filters, the titles of the resulting articles were reviewed first, followed by their abstracts. Articles with abstracts relevant to the research topic were then examined in detail. Studies that met the search criteria but were not relevant to the topic, did not provide sufficient data, or were inaccessible in full text were excluded. As a result, 10 studies relevant to the purpose of this review were included. Limiting the search to articles in English resulted in the exclusion of studies written in native languages from Asian countries, where the use of berberine is more prevalent. This can be considered a limitation of this study. The audience it is intended for This review may attract the attention of experts particularly interested in phytochemicals and adipose tissue, those investigating methods used to combat obesity, and those with an interest in nanotechnological approaches. With a better understanding of berberine’s effects on adipose tissue browning and the underlying mechanisms, it can be considered a potential drug for obesity prevention and/or treatment. Berberine and its pharmacokinetic properties Berberine (2,3-methylenedioxy-9,10-dimethoxyprotoberberine chloride) is yellow, odorless, and has a bitter taste ( Feng et al., 2019 ). It is more soluble in organic solvents and has low water solubility. Its molecular weight is 336.36 g/mol. It can be extracted from its source plants, or it can be synthesized ( Feng et al., 2019 ). Absorption and bioavailability While the health effects of berberine are intriguing, its low oral bioavailability (approximately 5%) is well-documented ( Habtemariam, 2020 ; Wang et al., 2017 ). One reason for its limited bioavailability is its high binding affinity for plasma proteins ( Mirhadi, Rezaee & Malaekeh-Nikouei, 2018 ). Therefore, research has focused on the metabolites of berberine and their health effects. Clinical evaluations have shown that intravenous administration of berberine increases its concentration in the blood ( Han et al., 2021 ). However, this increase can dangerously lower blood pressure, potentially leading to death. Therefore, oral intake is safer than intravenous administration in clinical applications. Distribution The distribution of berberine varies depending on its form and route of administration. With oral administration, tissue distribution is high, while plasma concentration is relatively low ( Tan et al., 2013 ). It particularly accumulates in the liver, adipose tissue, kidneys, and muscles. In intravenous administration, tissue distribution is faster ( Liu et al., 2010 ). While this is desirable in acute conditions, it is not practical for chronic use. Intraperitoneal administration offers higher bioavailability compared to the oral route, but tissue distribution is slower compared to intravenous administration. Four hours after administration, berberine levels in many tissues are about 70 times higher than in plasma ( Han et al., 2021 ). However, berberine levels remain stable in certain tissues such as the liver and muscles. Encapsulation of berberine or co-administration with P-glycoprotein inhibitors enhances its absorption and improves tissue distribution ( Imenshahidi & Hosseinzadeh, 2019 ; Liu et al., 2010 ). Metabolism Berberine administered orally undergoes primary metabolism in the liver and intestines. The liver enzymes responsible for metabolizing berberine include cytochrome (CY) P2D6 and CYP1A2 subtypes of CYP450 ( Fig. 1 ) ( Li et al., 2011 ). In vivo studies showed that the primary metabolic pathways of berberine include demethylation, demethylenation, reduction, and hydroxylation ( Liu et al., 2009 ). These processes lead to phase 1 metabolites of berberine. Phase 2 metabolites form through the conjugation of these metabolites with sulfuric acid or glucuronic acid. 10.7717/peerj.18924/fig-1 Figure 1 Metabolism of berberine in the liver. Berberine also undergoes metabolism in the intestines, where its structure and content can be altered by intestinal flora ( Han et al., 2021 ). This alteration occurs through demethoxylation and hydrogenation pathways, involving nitroreductases produced by intestinal flora. Dihydroberberine, a form that can be absorbed in the intestines, is produced through hydrogenation. After absorption, this form oxidizes back to berberine and enters circulation ( Han et al., 2021 ). Berberine is metabolized into four primary metabolites: berberrubine, thalifendine, demethyleneberberine, and jatrorrhizine ( Hu et al., 2018 ). After oral ingestion, berberine is distributed throughout the body, including the small intestine (undergoing presystemic elimination), liver (where it accumulates), kidneys, muscles, heart, and pancreas. The primary metabolic pathways include oxidative demethylation leading to the production of berberrubine, followed by glucuronidation. After intravenous administration, berberine undergoes oxidative demethylation, resulting in the production of demethyleneberberine, followed by glucuronidation of demethyleneberberine ( Hu et al., 2018 ). Excretion Berberine is primarily excreted via urine, feces, and bile ( Ma et al., 2013 ). Due to enterohepatic circulation, excretion via bile is slow. The excretion of berberine varies depending on the route of administration ( Han et al., 2021 ). In rats, oral or gavage administration of berberine results in feces being the primary route of excretion, with the excreted form remaining unchanged as berberine ( Feng et al., 2020 ). Excretion via urine and bile is minimal and primarily in the form of berberine metabolites. Intravenous administration of berberine shows urine as the primary excretion route ( Feng et al., 2020 ). Types of adipose tissue and browning Adipose tissue consists of white adipose tissue (WAT) and BAT, composed mainly of white and brown adipocytes, respectively ( Kurylowicz & Puzianowska-Kuznicka, 2020 ). The origins, morphologies, anatomical locations, and nearly all functions of these two types are different from each other ( Table 1 ). White adipocytes consist of a single large lipid droplet with a non-centrally located nucleus, and very few mitochondria ( Bargut et al., 2017 ). Brown adipocytes contain many small lipid droplets, have a centrally located nucleus and are dark in color due to the high number of mitochondria. Adipocyte precursor cells, also known as adipose stem cells, can differentiate into white, beige, or brown adipocytes ( Xue et al., 2015b ). The expression of myogenic factor-5 determines the difference between white and brown adipocytes. Myogenic factor-5 is associated with thermogenic activities and present in brown adipocyte precursors but not in white adipocytes ( Xue et al., 2015b ). 10.7717/peerj.18924/table-1 Table 1 Characteristics of different adipocytes. White Beige Brown Anatomical location Subcutaneous, visceral White depots and supraclavicular Interscapular, adrenal, neck Morphology Unilocular Multilocular Multilocular Lipid droplets Large Numerous and small Numerous and small Progenitor Pdgfr-α Pdgfr-α Myf5+ Main function Energy storage Thermogenesis Thermogenesis Mitochondrial biogenesis Low Medium High

Note:

Pdgfr-α, platelet-derived growth factor receptor alpha; Myf5+, myogenic factor 5-positive. White adipose tissue begins to develop during the second trimester of pregnancy, and BAT starts to develop towards the end of the second trimester ( Cypess, 2022 ). In newborns, both WAT and BAT are fully developed to perform their functions. WAT is categorized into two main types: visceral and subcutaneous and its primary function is to store energy. Energy stored in the form of triglycerides undergoes lipolysis when required, resulting in the release of fatty acids as fuel. Fifty years ago, it was thought that BAT, which was known to be present in infants, was not present in adults due to insufficient imaging techniques. With the advancement of positron emission tomographic and computed tomographic (PET/CT) imaging technique, active BAT was initially observed in the supraclavicular region of adult humans ( Cypess et al., 2009 ). Later, the presence of BAT was also identified in the neck, axillary, abdominal, and paraspinal regions in adults ( Keuper & Jastroch, 2021 ). There is a high concentration of mitochondria in brown adipocytes. Uncoupling protein 1 (UCP1) in the inner membrane of mitochondria is essential for browning and thermogenesis mechanisms ( Kurylowicz & Puzianowska-Kuznicka, 2020 ). Uncoupling protein 1 releases energy as heat instead of chemical energy by uncoupling mitochondrial respiration from adenosine triphosphate (ATP) synthesis. Therefore, it facilitates thermogenesis and promotes energy expenditure. Consequently, the identification of BAT in adults represents a promising avenue for combating the obesity epidemic. Additionally, “beige/brite” adipocytes are morphologically resemble white adipocytes but exhibit brown adipocyte function under adequate stimuli ( Cheng et al., 2021 ). Phytochemicals such as berberine, resveratrol, and curcumin, and dietary components like fish oil and retinoic acid, along with cold exposure, exercise, and β-adrenergic factors, stimulate beige adipocytes through a process known as “browning” ( Cheng et al., 2021 ; Okla et al., 2017 ). As browning progresses, beige adipocytes, which have a morphology similar to white adipocytes, begin to perform functions similar to brown adipocytes. As mitochondrial biogenesis and UCP1 expression increase, energy expenditure through thermogenesis will also increase. This is very important in combating obesity, which is mainly caused by an imbalance between energy intake and expenditure. The beige adipocytes lose their brown characteristics and return to the characteristics of the white adipocytes when the stimulus is removed ( Ziqubu et al., 2023 ). This process, called “whitening,” is considered the opposite of browning. It can be seen in obesity and during aging ( Graja, Gohlke & Schulz, 2019 ; Ziqubu et al., 2023 ). Energy expenditure and thermogenesis Obesity typically arises when energy intake exceeds energy expenditure ( Lin & Li, 2021 ). To prevent or treat obesity, energy intake must be reduced and/or energy expenditure must be increased. Dietary interventions are employed to reduce energy intake. To increase energy expenditure, it is crucial to understand the components of total energy expenditure. Approximately 70% comes from the resting metabolic rate, including the thermic effect of the foods, which reflects the energy used for digestion, absorption, and processing of nutrients ( Tran et al., 2022 ). Twenty percent is attributed to energy expenditure from physical activity, divided into non-exercise activity thermogenesis and exercise-induced thermogenesis. Ten percent arises from diet-induced thermogenesis, which occurs in response to excess caloric intake. Lastly, cold-induced thermogenesis is variable and involves mechanisms like shivering thermogenesis and non-shivering thermogenesis ( Saito et al., 2020 ). Among these components, diet-induced thermogenesis and non-shivering thermogenesis are primarily mediated by BAT ( Tran et al., 2022 ). This is because thermogenesis is primarily associated with mitochondria and UCP1, and BAT has a high mitochondrial content ( Van Thi-Tuong, Van Vu & Van Pham, 2023 ). An increase in BAT is expected to enhance these components and, consequently, increase overall energy expenditure. Browning mechanisms and bat activation There are two ways to increase thermogenesis through adipose tissue. The first is to increase browning and the second is to increase the already existing BAT activation. Browning can occur in two ways ( Kurylowicz & Puzianowska-Kuznicka, 2020 ). The first is by differentiating from precursor/stem cells and the second is by transdifferentiating from mature adipocytes. Subcutaneous adipocytes are more likely to brown than visceral adipocytes due to their ability to differentiate ( Gustafson & Smith, 2015 ). Beta-adrenergic receptor activation is considered a key stimulus for browning. The receptors involved in this system may vary between species. For example, in rodents, the β-3 adrenergic receptor (β3-AR) is involved in browning, whereas in humans the β2-AR is involved ( Blondin et al., 2020 ). Cold exposure, similar to β-adrenergic agonists, activates the sympathetic nervous system and releases norepinephrine. When the β-adrenergic receptor is stimulated, it activates cyclic adenosine monophosphate (cAMP) and protein kinase A (PKA). Protein kinase A activates cAMP response element-binding protein (CREB), p38 mitogen-activated protein kinase (p38-MAPK), and mechanistic target of rapamycin (mTOR) phosphorylation. cAMP response element-binding protein and p38-MAPK increase the transcription of peroxisome proliferator-activated receptor γ-co-activator-1α (PGC-1α), which activates transcription factors that induce mitochondrial biogenesis ( Deng et al., 2019 ). Mechanistic target of rapamycin is also important for mitochondrial biogenesis ( Wei et al., 2015 ). Sympathetic activation is central to the complex mechanisms that lead to mitochondrial biogenesis, browning, and thermogenesis. Current research highlights several stimuli that enhance these processes, including exercise, specific dietary components, and pharmacological agents. For instance, exercise stimulates the production and release of irisin, which activates the p38-MAPK and extracellular signal-regulated kinase (ERK) pathways, thereby increasing UCP1 expression ( Zhang et al., 2014b ). Exercise also increases the expression of fibroblast growth factor-21 (FGF21) in the liver and adipose tissue. Its increase in adipose tissue induces UCP1 expression in white adipocytes ( Reilly et al., 2021 ). Additionally, exercise-induced reactive oxygen species (ROS) and its effects on the nervous system also play a role in adipose tissue browning ( Mu et al., 2021 ). Chronic administration of β-adrenergic agonists and leptin increases sympathetic innervation and stimulates thermogenesis ( Jimenez et al., 2003 ; Wang et al., 2020 ). Other factors also play a role in promoting browning. For example, the lipid-lowering agent fenofibrate increases thermogenesis by activating peroxisome proliferator-activated receptor (PPAR)-α ( Rachid et al., 2015 ). Similarly, PPAR agonists, agents that activate the Adenosine monophosphate (AMP)-activated protein kinase (AMPK) pathway, and substances such as nicotine (but not smoking) can stimulate browning by promoting mitochondrial biogenesis ( Gaidhu et al., 2009 ; Yoshida et al., 1999 ). Examining the expression and/or protein levels of transcription factors is one of the primary methods used to assess browning. These factors interact with each other, influencing adipogenesis and browning ( Table 2 ). Among these markers, UCP1 is considered a definitive indicator of browning and thermogenic activity. Uncoupling protein 1 activity is regulated by free fatty acids, which enhance its activity, and purine nucleotides, which inhibit it ( Macher et al., 2018 ). Which regulatory protein binds to the gene determines the transcriptional regulation of UCP1 ( Villarroya, Peyrou & Giralt, 2017 ). In the absence of UCP1, lipogenesis and liver steatosis increase ( Winn et al., 2017 ). 10.7717/peerj.18924/table-2 Table 2 Some transcription factors in browning. Transcription factor Role in browning/thermogenesis Interactions UCP1 Key marker of browning and thermogenesis. Activates heat production in adipocytes. Regulated by free fatty acids (activates) and purine nucleotides (inhibits). Transcription regulated by various factors ( e.g ., PRDM16, PPARγ) ( Macher et al., 2018 ; Jash et al., 2019 ). PPARγ Regulates both fat and carbohydrate metabolism. Plays a role in adipogenesis and lipid storage. Can induce browning under certain conditions. Interacts with LXR and RIP140 to downregulate UCP1. Agonists increase insulin sensitivity and browning but can also increase adiposity ( Machado et al., 2022 ; Wang et al., 2008 ). PGC-1α Key factor for mitochondrial biogenesis. Stimulates thermogenesis in muscle and brown adipocytes. Activated by β-adrenergic receptor stimulation. Regulates UCP1 and other thermogenic genes. Stimulated by exercise, cold, and pharmacological agents ( Deng et al., 2019 ; Ishibashi & Seale, 2015 ). CIDEA Prevents downregulation of UCP1, thus promoting browning and thermogenesis. Inhibits LXR to prevent UCP1 downregulation ( Jash et al., 2019 ). PRDM16 Activates thermogenic genes in WAT. Essential for the browning of subcutaneous WAT. Stimulates PGC-1α expression and is necessary for maintaining beige adipocytes. Low PRDM16 expression can reverse browning ( Harms et al., 2014 ; Ishibashi & Seale, 2015 ).

Note:

CIDEA, Cell Death-Inducing DNA Fragmentation Factor-Like Effector A; LXR, Liver X receptor; PGC-1α, Peroxisome Proliferator-Activated Receptor γ Co-Activator 1α; PPARγ, Peroxisome Proliferator-Activated Receptor γ; PRDM16, PR Domain Containing 16; RIP140, receptor-interacting protein 140; UCP1, Uncoupling Protein 1; WAT, white adipose tissue. PPARγ-co-activator-1α is one of the most effective factors in stimulating mitochondrial biogenesis in both muscle and brown adipocytes ( Deng et al., 2019 ). Another important browning factor is cell death-inducing DNA fragmentation factor-like effector A (CIDEA), which prevents the downregulation of UCP1 by inhibiting liver X receptors (LXRs) ( Jash et al., 2019 ). PR domain containing 16 (PRDM16) can activate thermogenic genes in WAT ( Ishibashi & Seale, 2015 ). It activates PGC-1α and is necessary for the browning of subcutaneous WAT. Low expression of PRDM16 can reverse browning and convert beige adipocytes back to white adipocytes ( Harms et al., 2014 ). PR domain containing 16 is thus critical for maintaining beige adipocytes and their thermogenic activity. Peroxisome proliferator-activated receptor-γ is another key transcription factor, influencing both fat and carbohydrate metabolism. It interacts with LXR and receptor-interacting protein 140 (RIP140) to downregulate UCP1 ( Wang et al., 2008 ). Applying PPARγ agonists can increase insulin sensitivity and browning but may also increase visceral adiposity and unwanted body weight ( Machado et al., 2022 ). Therefore, PPARγ plays a crucial role in both browning and whitening processes. Cold exposure increases browning partly by enhancing noradrenergic stimulation, which increases iodothyronine deiodinase-2 (DIO2), converting thyroxin (T4) to triiodothyronine (T3) ( Kurylowicz & Puzianowska-Kuznicka, 2020 ). Elevated T3 levels stimulate the sympathetic nervous system, thereby increasing UCP1 expression. Fibroblast growth factor-21 increases UCP1 expression by upregulating PGC-1α ( Fisher et al., 2012 ). It also enhances browning by increasing intracellular Ca ++ levels. Forkhead box C2 (FoxC2), which is expressed in adipose tissue, mediates a thermogenic effect via the PKA pathway by increasing the expression of PGC-1α and UCP1 ( Kajimura, Seale & Spiegelman, 2010 ). Both browning and the activation of brown adipose tissue are triggered by similar stimuli ( Kurylowicz & Puzianowska-Kuznicka, 2020 ). The method used to determine BAT activation is 2-deoxy-2-[ 18 F] fluoro-D-glucose ([ 18 F]FDG)-PET/CT imaging. This imaging technique allows for the tracking of the presence and size of brown adipose tissue ( van der Lans et al., 2014 ). Effects of berberine on browning and bat activation A significant portion of berberine’s effects on browning and BAT activation occurs via the AMPK pathway. Beyond this long-studied area, new pathways are being explored, with recent attention on growth differentiation factor 15 (GDF15). The effects of berberine on brown adipose tissue are shown in Fig. 2 . Studies investigating the effects of berberine on browning are summarized in Table 3 . 10.7717/peerj.18924/fig-2 Figure 2 The effect of berberine on adipose tissue browning. Berberine derived from plant sources phosphorylates AMPK, inducing HSL, ATGL, LPL, and CD36, and stimulates lipolysis. Through ACC activation, it prevents CPT1 inhibition. By increasing FGF21 expression, it enhances binding to the FGFR1c receptor. These interactions, which result in increased lipolysis and fatty acids, initiate a mechanism that leads to thermogenesis with UCP1. During inadequate energy intake, LKB1 activates AMPK, which phosphorylates RAPTOR and TSC2, suppressing mTOR (negative impact on BAT activation). By stimulating PGC1α, it plays a crucial role in browning. Independently of AMPK, berberine increases GDF15, promoting its binding to the GFRAL receptor. GFRAL stimulates appetite-related neuropeptides and the TGF- β R in the hypothalamus. The TGF-β R is a regulator of precursor cells that promote browning. Abbreviations: ACC, acetyl-CoA carboxylase; AMPK, AMP-activated protein kinase; ATGL, adipose triglyceride lipase; BAT, brown adipose tissue; CD36, cluster of differentiation 36; CPT1, carnitine palmitoyltransferase 1; FGF21, fibroblast growth factor 21; FGFR1c, fibroblast growth factor receptor 1c; GDF15, Growth differentiation factor 15; GFRAL, glial cell-derived neurotrophic factor family receptor alpha-like; HSL, hormone sensitive lipase; LKB1, liver kinase B1; mTOR, mechanistic target of rapamycin; LPL, lipoprotein lipase; PGC1α, PPARγ-co-activator-1α; RAPTOR, regulatory-associated protein of mTOR; TGF- β R, transforming growth factor β receptors; TSC2, tuberous sclerosis complex 2; UCP1, uncoupling protein 1. Created with BioRender.com. 10.7717/peerj.18924/table-3 Table 3 Studies investigating the effects of berberine on browning. Dose Duration Suggested Pathway Results References 3T3-L1 preadipocytes 0.5, 1, 5, 10 µM 7 days cAMP/PKA Adipogenic genes (C/EBP-α, PPARγ) ↓, CREB activity↓

Zhang et al. (2015) HepG2 cells 5, 10, 15 µM N/A AMPK AMPK phosphorylation↑, ACC↑, fatty acid oxidation↑

Brusq et al. (2006) Male Syrian golden hamsters 100 mg/kg/day 10 days Male C57BL/6J mice 50 and 100 mg/kg/day 14 days GDF15 Serum GDF15↑, GFRAL↑, appetite↓, UCP1↑

Li et al. (2023) Obese C57BLKS/J-Lepr db /Lepr db male mice and wild-type mice 5 mg/kg/day 4 weeks AMPK- PGC1α Energy expenditure↑, weight gain↓, BAT activity↑, UCP1↑, PGC-1α↑, CIDEA↑

Zhang et al. (2014c) Male C57BL/6J mice 100 mg/kg/day 10 weeks AMPK AMPK↑, complex I↓, AMP/ATP↑, ADP/ATP↑

Turner et al. (2008) Male Wistar rats 4 weeks Female Sprague-Dawley rats 380 mg/kg/day 2 weeks N/A Olanzapine-induce BAT loss↓, weight gain↓, adiposity↓, AMPK↑, UCP1↑, PGC1α↑. Food intake did not change.

Hu et al. (2014) Male C57BL/6J mice 25 and 100 mg/kg/day 12 weeks AMPK-SIRT1 Distribution of BAT↑, thermogenesis↑, body weight↓, AMPK/SIRT1 activation↑, PPAR↑ deacetylation↑, UCP1 expression↑

Xu et al. (2021) Obese C57BLKS/J-Lepr db /Lepr db male mice 5 mg/kg/day 26 days AMPK Lipogenesis (FAS, PPARγ)↓, expression of browning markers (PGC1α)↑, AMPK activation↑, body weight↓. Food intake did not change.

Lee et al. (2006) Wistar rats 380 mg/kg/day 2 weeks Female Sprague-Dawley rats 380 mg/kg/day 2 weeks N/A Blood lipid levels↓, weight loss↑

Hu et al. (2012) Obese humans 1.5 g/day 12 weeks Male C57BL/6J mice 1.5 mg/kg/day 6 weeks AMPK–PRDM16 Both in mice and humans: Brown adipocyte differentiation↑, PRDM16 transcription↑In mice: thermogenesis↑, energy expenditure↑AMPK is essential for the browning effect of berberine.

Wu et al. (2019) NAFLD patients 1.5 g/day 1 month Note:

ACC, acetyl-CoA carboxylase; ADP, adenosine diphosphate; AMP, adenosine monophosphate; AMPK, AMP-activated protein kinase; ATP, adenosine triphosphate; BAT, brown adipose tissue; cAMP, cyclic adenosine monophosphate; C/EBP-α, CCAAT/enhancer-binding protein alpha; CIDEA, cell death-inducing DNA fragmentation factor-like effector A; CREB, cAMP response element-binding protein; FAS, fatty acid synthetase; GDF15, Growth differentiation factor 15; GFRAL, glial cell-derived neurotrophic factor family receptor alpha-like; PGC1α, PPARγ-co-activator-1α; PKA, protein kinase A; PPARγ, Peroxisome proliferator-activated receptor-γ; PRDM16, PR domain containing 16; SIRT1, Sirtuin 1; UCP1, uncoupling protein 1. Adenosine monophosphate-activated protein kinase AMP-activated protein kinase, a serine/threonine kinase, is one of the key regulators of energy metabolism ( Wu & Zou, 2020 ). Especially in critical situations such as insufficient energy intake, it binds to adenosine diphosphate (ADP) or AMP and regulates key enzymes and proteins in carbohydrate, protein, and lipid metabolism. One of its important targets is PGC1α, which plays a role in mitochondrial homeostasis by converting type IIb muscle fibers into type I and type II fibers that contain more mitochondria ( Jager et al., 2007 ). AMP-activated protein kinase is one of the important factors regulating mitochondrial biogenesis in adipocytes and other tissues ( Yang et al., 2016 ). Mitochondrial biogenesis ensures the production of ATP that meets the increased energy expenditure. Through these mechanisms, AMPK ensures energy homeostasis by increasing ATP production and/or reducing its consumption ( van der Vaart, Boon & Houtkooper, 2021 ). The activation of AMPK is linked to browning in adipose tissue. When factors stimulating the beta-adrenergic receptor decrease, BAT activation is reduced, leading to decreased AMPK phosphorylation in BAT. AMP-activated protein kinase is influenced by triggers that activate the beta-adrenergic system, such as cold exposure ( Mulligan et al., 2007 ). Lipases play an important role in linking AMPK to brown adipose tissue activation/browning ( van der Vaart, Boon & Houtkooper, 2021 ). AMP-activated protein kinase increases the phosphorylation of hormone-sensitive lipase (HSL) and adipose triglyceride lipase (ATGL), regulates lipoprotein lipase (LPL) and cluster of differentiation 36 (CD36), and stimulates acetyl-CoA carboxylase (ACC) to remove the suppression of carnitine palmitoyltransferase 1 (CPT1). All these actions lead to an increase in fatty acids or their entry into the mitochondria. The fatty acids bind to UCP1, inducing thermogenesis. It also increases UCP1 expression by enhancing PPARγ deacetylation through the AMPK/Sirtuin 1 (SIRT1) pathway ( Xu et al., 2021 ). In addition to activating UCP1, AMPK also stimulates PRDM16 and PPARγ by reducing isocitrate dehydrogenase 2 (IDH2) and α-ketoglutarate ( Yang et al., 2016 ). Furthermore, berberine increases FGF21 expression via the AMPK pathway, enhancing binding to the FGFR1c receptor. This stimulates both lipolysis and the activation of PGC1α and UCP1 ( Fisher et al., 2012 ; Hirai et al., 2019 ). When energy intake is limited, liver kinase B1 (LKB1) is activated and upregulates AMPK ( Agarwal et al., 2015 ). AMP-activated protein kinase phosphorylates regulatory-associated protein of mTOR (RAPTOR) and tuberous sclerosis complex 2 (TSC2), thereby suppressing mTOR. For brown adipocyte differentiation, mTOR is crucial. Therefore, it can be inferred that the activation of AMPK does not have a positive effect on BAT development. However, AMPK is important in regulating browning ( Perdikari et al., 2018 ). This is indicated by the inability to brown in the absence of AMPK. AMP-activated protein deficiency prevents brown adipocyte maturation, with the key subunit involved being AMPK-α1 ( Perdikari et al., 2017 ). However, α2 or combined knockdown of other subunits (β1, β2, γ1, and γ3) also prevents browning by reducing UCP1. While studies are showing that berberine is an activator of AMPK, it has been shown specifically to bind to the γ-subunit and activate the AMPK-α-ketoglutarate-PRDM16 pathway ( Garcia & Shaw, 2017 ; Hardie, 2013 ; Wu et al., 2019 ). Other mechanisms include the activation of AMPK by berberine through inhibition of complex I, thereby increasing the AMP:ATP and ADP:ATP ratios ( Turner et al., 2008 ). Growth differentiation factor 15 Growth differentiation factor 15 (GDF15) is a cellular stress biomarker ( Li et al., 2023 ). Growth differentiation factor 15 expression is negatively associated with appetite and food intake in diet-induced obese mice. Some drugs, like metformin, promote weight loss by increasing GDF15 levels as one of their mechanisms of action ( Coll et al., 2020 ). GDF15 binding to its receptor, glial cell-derived neurotrophic factor family receptor alpha-like (GFRAL) leads to reduced appetite in the hypothalamus by inhibiting specific neuropeptides and transforming growth factor-β receptors (TGF-β-R) ( Wang et al., 2021 ; Yang et al., 2017 ). Transforming growth factor β receptors are regulators of precursor cells that promote browning ( Wankhade et al., 2018 ). In a recent in vitro study, berberine was shown to increase GDF15 expression in adipocytes ( Li et al., 2023 ). Subsequently, when berberine was administered by gavage to obese mice, the circulating levels of GDF15 increased, appetite and food intake decreased, and as a result, the mice lost weight. Although there are studies suggesting that GDF15 can stimulate browning, thermogenesis, and energy expenditure by increasing UCP1 expression, it has also been observed that GDF15 does not affect or even downregulate UCP1 ( Choi et al., 2020 ; Chrysovergis et al., 2014 ; Li et al., 2023 ). While GDF15 secretion from adipocytes is normally quite low, berberine intake significantly increased this secretion, particularly in BAT ( Li et al., 2023 ; Wang et al., 2021 ). Although the effect of increasing GDF15 on UCP1 is not definitive, increasing BAT mass may enhance berberine-induced GDF15 secretion, thereby helping to control body weight. Future implications Berberine chloride and sulfate salts are more soluble, but the clinical use of the free form is limited due to its hydrophobic nature, low gastrointestinal absorption, and rapid metabolism. Different strategies have been developed to address the issue of low bioavailability in phytochemicals like berberine ( Li et al., 2021 ; Mirhadi, Rezaee & Malaekeh-Nikouei, 2018 ; Qiao et al., 2018 ; Yu et al., 2017 ). These methods can be broadly categorized into three main approaches. These include:

Changing the administration method (nanotechnology methods) Altering the chemical structure (organic acid salts of berberine) Co-administration with P-glycoprotein inhibitors ( e.g ., glycine, cyclosporine A) Among these methods, nanotechnology methods are the most used, especially in clinical studies. Nanoparticles are particles with diameters ranging from 10 to 1,000 nm. With these methods, particle size is reduced as much as possible, surface properties are optimized, and the biologically active material is released at an optimal level. This structure, also known as a nano-carrier, helps berberine reach target tissues while preserving its properties. Nano-carriers can include materials such as micelles, carbon-based compounds, liposomes, and polymers ( Behl et al., 2022 ). Some nanoencapsulation methods used to enhance the bioavailability of berberine are shown in Fig. 3 . 10.7717/peerj.18924/fig-3 Figure 3 Some nanoencapsulation methods to improve berberine’s bioavailability. Solid lipid nanoparticles In a system developed to increase the bioavailability of berberine and extend its duration of action, berberine is transported within solid lipid nanoparticles ( Xue et al., 2015a ). When berberine-SLN was administered orally to db/db mice, berberine was stored in the brain, liver, and jejunum. In this system, the elimination of berberine from the body was reduced, and its circulating levels were increased. Berberine encapsulated in SLNs reduced triglyceride and alanine transaminase (ALT) concentrations in the liver, and its anti-diabetic effect was enhanced through nanoencapsulation. Additionally, the presence of berberine in the brain demonstrated that SLN-encapsulated berberine could cross the blood-brain barrier. Berberine-SLN was spherical. The efficiency of encapsulation was 58%, with a loading capacity of 4.2%. The particle size measured 76.8 nm, and the zeta potential was 7.87 mV. The bioavailability of orally administered berberine-SLN (50 mg/kg body weight) was higher compared to free berberine. In the study conducted by Xue et al. (2013) , the peak plasma concentration of free berberine was reported as 11.1 ± 6.24, whereas that of berberine-SLNs was significantly higher at 44.651 ± 4.77. Similarly, the area under the curve (AUC) values were 56.5 ± 29.61 for free berberine and 113.6 ± 72.93 for berberine-SLNs, indicating a substantial improvement in bioavailability with the SLN formulation ( Xue et al., 2013 ). Berberine chloride-loaded SLNs are used in studies aimed at preventing and treating various health issues, including cancer therapy ( Wang et al., 2014 ; Xue et al., 2013 ). Nanostructured lipid carriers This nano-carrier method was developed to address the limitations of SLNs by replacing some of the solid lipids in the structure with liquid lipids. This modification increased the loading capacity and prevented berberine leakage during storage. Berberine-NLCs are also spherical, with an encapsulation efficiency of 88%, a particle size of 186 nm, a zeta potential of −36.86 mV, and a polydispersity index of 0.108. Berberine-NLC structures are frequently encountered in studies related to liver health, cognitive functions, and various tumors ( Gendy et al., 2022 ; Raju et al., 2021 ). Liposomes Liposomes are nano-carriers composed of cholesterol and phospholipids. Like other lipid-based nanoencapsulation methods, they are spherical. Due to the hydrophobic and hydrophilic properties of phospholipids, liposomes are used to deliver antibacterial, antifungal, anticancer, and anti-inflammatory drugs, as well as phytochemicals ( Akbarzadeh et al., 2013 ). The literature contains studies on the use of liposomal berberine for liver diseases, cardiovascular diseases, and certain tumors ( Allijn et al., 2017 ; Calvo et al., 2020 ; Lin et al., 2013 ). Micelles Micelles are complex structures based on surfactants that use various phosphatidylcholine mixtures. They can be spherical or resemble a disk. Encapsulating berberine in anhydrous reverse micelles (ARM) increases berberine’s oral bioavailability by 2.4 times ( Wang et al., 2011 ). Berberine-loaded micelles were found to increase berberine solubility by 800% and its absorption by 364%. Additionally, the efflux rate of berberine within the micelles decreased from 7.54 to 1.05. This indicates that the inhibition of P-glycoprotein-mediated efflux leads to an increase in the intestinal absorption of berberine ( Kwon et al., 2020 ). Dendrimers Dendrimers have a branched structure and are polymeric nano-carriers with many functional groups on their surfaces ( Sherje et al., 2018 ). Due to these characteristics, dendrimers exhibit high efficacy and bioavailability. Their unique branched structure, high solubility in water, ability to neutralize various toxins, antigens, or microorganisms, and the simplicity of their production method make them particularly useful in the field of pharmacology. Berberine encapsulated in polyamidoamine (PAMAM) dendrimers increases its permeability, enhancing its bioavailability and therapeutic effects ( An et al., 2023 ). These dendrimers are biocompatible and safe, making them suitable for use in various medical applications ( Gupta et al., 2017 ). They are commonly employed in cancer research, where they help improve drug delivery by targeting cancer cells more effectively and providing controlled release ( Yadav, Semwal & Dewangan, 2023 ). Conclusions Berberine, a herbal compound used in Asia for centuries, has recently gained attention for its health benefits, particularly in weight management. While studies generally report positive effects, the underlying mechanisms remain unclear. Key mechanisms include AMPK pathway activation, increased browning markers like UCP1, and appetite-regulating markers such as GDF15. Given the importance of adipose tissue browning and BAT activation in preventing obesity, berberine’s potential to enhance energy expenditure is critical. However, its therapeutic potential is limited by low stability and poor bioavailability. For berberine to exert its effects, it must achieve and maintain effective concentrations in circulation when taken orally. Nanotechnological approaches, which improve stability and bioavailability, represent a promising solution. Despite their benefits, these methods face challenges such as high production costs, scalability issues, and regulatory hurdles. Advances in manufacturing techniques and cost-reduction strategies are essential for integrating nanotechnology-based therapies into routine clinical practice. Future research should focus on developing new methods suitable for oral administration that enhance encapsulation efficiency and loading capacity. Additional clinical trials are needed to address the low bioavailability and insufficient toxicity data, which currently prevent the U.S. Food and Drug Administration (FDA) from classifying berberine as a drug. Comprehensive studies in diverse populations are crucial to fully establish berberine’s efficacy, optimal dosage, and clinical application. Additional Information and Declarations Competing Interests The authors declare that they have no competing interests. Author Contributions Aslıhan Alpaslan Ağaçdiken conceived and designed the experiments, performed the experiments, analyzed the data, prepared figures and/or tables, authored or reviewed drafts of the article, and approved the final draft. Zeynep Göktaş conceived and designed the experiments, performed the experiments, analyzed the data, authored or reviewed drafts of the article, and approved the final draft. Data Availability The following information was supplied regarding data availability: This is a literature review. References Agarwal et al. (2015)

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# 小檗碱诱导的褐变与能量代谢:机制与意义

肥胖已成为全球性的流行病。预防肥胖的研究方法包括减少能量摄入和/或增加能量消耗。因此,棕色脂肪组织的研究具有重要意义。棕色脂肪组织以其高线粒体含量为特征。线粒体解偶联蛋白1(UCP1)将能量以热能形式释放,而非化学能。产热作用可增加能量消耗。小檗碱是一种在亚洲国家广泛使用的植物化学物质,对体重控制具有积极作用。虽然其确切机制尚不清楚,但已知腺苷一磷酸活化蛋白激酶(AMPK)通路在其中发挥关键作用。小檗碱通过磷酸化激活AMPK,通过增强脂肪分解活性、上调UCP1、过氧化物酶体增殖物激活受体γ共激活因子-1α(PGC1α)和PR结构域包含蛋白16(PRDM16)的表达,对棕色脂肪组织产生显著影响。在研究小檗碱的作用机制时,AMPK通路正被更详细地研究,同时也在探索其他通路。其中一条通路是生长分化因子15(GDF15),以其抑制食欲的作用而闻名。小檗碱的低稳定性和生物利用度是其临床应用的主要障碍,目前已通过纳米技术方法的开发得到改善。本综述探讨了小檗碱对褐变的潜在机制,并总结了其效应增强方法。

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## 引言

肥胖是一个日益严重的全球健康问题,主要由能量摄入与消耗之间的失衡引起(Mayoral等,2020)。该病症与多种代谢紊乱相关,包括糖尿病、心血管疾病和非酒精性脂肪性肝病。应对肥胖需要创新方法来增加能量消耗并减少能量储存。棕色脂肪组织(BAT)和白色脂肪组织的褐变因其在产热中的作用而成为有前景的治疗靶点。该过程将储存的能量转化为热量,从而增加总能量消耗(Marlatt & Ravussin,2017)。

小檗碱是一种天然化合物,在许多亚洲国家,尤其是中国的传统医学中被广泛使用(Wang等,2017)。它是一种异喹啉类生物碱,来源于多种植物,如黄连(*Coptis chinensis*)、北美小檗(*Berberis aquifolium*)、欧洲小檗(*Berberis vulgaris*)和印度小檗(*Berberis aristata*)。含小檗碱的植物自古以来就被使用。黄连约在2200年前被用于多种健康问题,尤其是消化系统疾病(Song, Hao & Fan,2020)。约1500年前,陶弘景在《名医别录》中提到了小檗碱植物的抗糖尿病特性(Zhang等,2014a)。随着技术进步,这些植物中的活性成分被鉴定为小檗碱,因此近年来关于小檗碱的研究数量有所增加。

小檗碱被认为具有多种效应,包括抗肥胖、降血糖、降血脂、降血压和抗炎作用(Hesari等,2018;Pirillo & Catapano,2015;Yarla等,2016)。由于其有益的健康效应,小檗碱被视为一种潜在的抗肥胖剂。小檗碱可能增加产热作用,对碳水化合物和脂质代谢产生积极影响,抑制食欲,调节肠道通透性和肝糖异生,并调节肠道菌群(Ilyas等,2020;Park, Jung & Shim,2020;Rong等,2021;Wu等,2019;Zhang等,2020,2014c)。每日三次服用500 mg小檗碱,持续12周,可使肥胖个体平均减重约2.3 kg(5磅)(Hu等,2012)。

小檗碱对产热的作用是该领域研究最多的课题之一。虽然确切机制尚未完全阐明,但小檗碱通过多种通路诱导脂肪组织褐变和产热(Zhang等,2015,2008)。这种褐变效应被认为是小檗碱在减重中发挥潜在作用的关键机制,因为它促进能量消耗和产热的增加,从而解决肥胖的核心能量失衡问题。

除代谢效应外,小檗碱相对安全。虽然在动物中很少观察到小檗碱的毒性,但人体研究报告了一些轻微的副作用,如腹泻或便秘等胃肠道不适(Imenshahidi & Hosseinzadeh,2019;Zhang等,2010)。富含小檗碱的植物被报道是安全的,对肌酐水平或肝功能无不良影响(Linn等,2012)。小檗碱的副作用因给药途径、剂量和使用持续时间而异。

本综述旨在阐明脂肪组织褐变的机制,这对于预防肥胖及其相关疾病至关重要,并探讨小檗碱对这些机制的影响。文献中有不同综述探讨小檗碱的健康效应,但关于小檗碱对脂肪组织褐变和BAT激活效应的最新数据文章数量有限。由于其低生物利用度,大多数关于小檗碱的研究为体外研究。本综述提供了可解决此问题的方法。

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## 调查方法

本综述在PubMed、Science Direct和Scopus数据库中检索标题或摘要中包含"小檗碱"以及"棕色脂肪组织"、"褐变"和"产热"关键词的文章。由于大多数相关文献为近期发表,未设置年份限制。仅考虑英文文章,包括研究论文和综述。使用这些标准检索得到278篇研究论文。应用检索筛选后,首先审查所得文章的标题,然后审查其摘要。随后详细审查摘要与研究主题相关的文章。排除符合检索标准但与主题主题不相关、未提供足够数据或无法获取全文的文章。最终,纳入10篇与本综述目的相关的研究。

将检索限制为英文文章导致排除了以小檗碱使用更普遍的亚洲国家母语撰写的研究,这可视为本研究的局限性。

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## 目标读者

本综述可能引起对植物化学物质和脂肪组织特别感兴趣的专家、研究对抗肥胖方法的人员以及对纳米技术方法感兴趣的人员的关注。随着对小檗碱对脂肪组织褐变及其潜在机制的更好理解,小檗碱可被视为预防和治疗肥胖的潜在药物。

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## 小檗碱及其药代动力学特性

小檗碱(2,3-亚甲二氧基-9,10-二甲氧基原小檗碱氯化物)为黄色、无味、味苦(Feng等,2019)。它在有机溶剂中溶解度较高,水溶性较低。其分子量为336.36 g/mol。可从来源植物中提取,也可合成(Feng等,2019)。

### 吸收与生物利用度

虽然小檗碱的健康效应令人关注,但其口服生物利用度低(约5%)已被充分证实(Habtemariam,2020;Wang等,2017)。其生物利用度有限的原因之一是它与血浆蛋白的高结合亲和力(Mirhadi, Rezaee & Malaekeh-Nikouei,2018)。因此,研究重点已转向小檗碱的代谢物及其健康效应。临床评估表明,静脉注射小檗碱可增加其血药浓度(Han等,2021)。然而,这种增加可能危险地降低血压,甚至可能导致死亡。因此,在临床应用中,口服给药比静脉注射更安全。

### 分布

小檗碱的分布因其剂型和给药途径而异。口服给药时,组织分布高,而血浆浓度相对较低(Tan等,2013)。它特别在肝脏、脂肪组织、肾脏和肌肉中蓄积。静脉给药时,组织分布更快(Liu等,2010)。虽然这在急性疾病中是理想的,但不适用于慢性使用。腹腔注射与口服途径相比具有更高的生物利用度,但与静脉注射相比组织分布较慢。给药后4小时,许多组织中的小檗碱水平约为血浆中的70倍(Han等,2021)。然而,在肝脏和肌肉等某些组织中,小檗碱水平保持稳定。小檗碱的包封或与P-糖蛋白抑制剂联合给药可增强其吸收并改善组织分布(Imenshahidi & Hosseinzadeh,2019;Liu等,2010)。

### 代谢

口服小檗碱在肝脏和肠道中经历初级代谢。负责代谢小檗碱的肝酶包括细胞色素(CY)P2D6和CYP450的CYP1A2亚型(图1)(Li等,2011)。体内研究表明,小檗碱的主要代谢途径包括去甲基化、去亚甲基化、还原和羟基化(Liu等,2009)。这些过程产生小檗碱的I相代谢物。II相代谢物通过这些代谢物与硫酸或葡萄糖醛酸的结合形成。

小檗碱也在肠道中经历代谢,其结构和含量可被肠道菌群改变(Han等,2021)。这种改变通过去甲氧基化和氢化途径发生,涉及肠道菌群产生的硝基还原酶。二氢小檗碱是一种可在肠道中被吸收的形式,通过氢化产生。吸收后,该形式被氧化回小檗碱并进入循环(Han等,2021)。

小檗碱代谢为四种主要代谢物:小檗红碱、唐松草替德、去亚甲基小檗碱和药根碱(Hu等,2018)。口服后,小檗碱分布于全身,包括小肠(经历首过消除)、肝脏(蓄积部位)、肾脏、肌肉、心脏和胰腺。主要代谢途径包括氧化去甲基化产生小檗红碱,随后进行葡萄糖醛酸化。静脉注射后,小檗碱经历氧化去甲基化,产生去亚甲基小檗碱,随后去亚甲基小檗碱进行葡萄糖醛酸化(Hu等,2018)。

### 排泄

小檗碱主要通过尿液、粪便和胆汁排泄(Ma等,2013)。由于肠肝循环,经胆汁排泄较慢。小檗碱的排泄因给药途径而异(Han等,2021)。在大鼠中,口服或灌胃给予小檗碱,粪便是主要排泄途径,排泄形式仍为未改变的小檗碱(Feng等,2020)。经尿液和胆汁的排泄极少,主要以小檗碱代谢物形式存在。静脉注射小檗碱以尿液为主要排泄途径(Feng等,2020)。

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## 脂肪组织类型与褐变

脂肪组织由白色脂肪组织(WAT)和棕色脂肪组织(BAT)组成,主要由白色脂肪细胞和棕色脂肪细胞构成(Kurylowicz & Puzianowska-Kuznicka,2020)。这两种类型的起源、形态、解剖位置和几乎所有功能都彼此不同(表1)。

白色脂肪细胞由单个大脂泡和位于非中央的细胞核组成,线粒体非常少(Bargut等,2017)。棕色脂肪细胞含有许多小脂泡,细胞核位于中央,由于线粒体数量多而呈深色。脂肪细胞前体细胞(也称为脂肪干细胞)可分化为白色、米色或棕色脂肪细胞(Xue等,2015b)。生肌因子-5的表达决定了白色和棕色脂肪细胞之间的差异。生肌因子-5与产热活动相关,存在于棕色脂肪细胞前体中,但不存在于白色脂肪细胞中(Xue等,2015b)。

白色脂肪组织在妊娠中期开始发育,棕色脂肪组织在妊娠中期末开始发育(Cypess,2022)。在新生儿中,白色脂肪组织和棕色脂肪组织均已完全发育以执行其功能。白色脂肪组织分为两种主要类型:内脏和皮下,其主要功能是储存能量。以甘油三酯形式储存的能量在需要时经历脂肪分解,释放脂肪酸作为燃料。

五十年前,人们认为存在于婴儿中的棕色脂肪组织由于成像技术不足而不存在于成人中。随着正电子发射断层扫描和计算机断层扫描(PET/CT)成像技术的进步,最初在成人锁骨上区域观察到活跃的棕色脂肪组织(Cypess等,2009)。随后,在成人的颈部、腋窝、腹部和椎旁区域也发现了棕色脂肪组织的存在(Keuper & Jastroch,2021)。

棕色脂肪细胞中线粒体浓度高。线粒体内膜中的解偶联蛋白1(UCP1)对褐变和产热机制至关重要(Kurylowicz & Puzianowska-Kuznicka,2020)。解偶联蛋白1通过将线粒体呼吸与三磷酸腺苷(ATP)合成解偶联,将能量以热能形式而非化学能形式释放。因此,它促进产热并增加能量消耗。因此,在成人中发现棕色脂肪组织代表了对抗肥胖流行病的有前景的途径。

此外,"米色/棕色"脂肪细胞在形态上类似于白色脂肪细胞,但在适当刺激下表现出棕色脂肪细胞功能(Cheng等,2021)。小檗碱、白藜芦醇和姜黄素等植物化学物质,以及鱼油和视黄酸等膳食成分,加上寒冷暴露、运动和β-肾上腺素能因素,通过称为"褐变"的过程刺激米色脂肪细胞(Cheng等,2021;Okla等,2017)。

随着褐变的进展,形态类似于白色脂肪细胞的米色脂肪细胞开始执行类似于棕色脂肪细胞的功能。随着线粒体生物发生和UCP1表达的增加,通过产热的能量消耗也将增加。这对于对抗主要由能量摄入和消耗失衡引起的肥胖非常重要。当刺激被移除时,米色脂肪细胞失去其棕色特征并恢复白色脂肪细胞的特征(Ziqubu等,2023)。这一过程称为"白化",被认为是褐变的相反过程。它可见于肥胖和衰老过程中(Graja, Gohlke & Schulz,2019;Ziqubu等,2023)。

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## 能量消耗与产热

肥胖通常在能量摄入超过能量消耗时发生(Lin & Li,2021)。为预防或治疗肥胖,必须减少能量摄入和/或增加能量消耗。采用饮食干预来减少能量消耗。为增加能量消耗,了解总能量消耗的组成部分至关重要。约70%来自静息代谢率,包括食物的热效应,反映用于消化、吸收和处理营养素的能量(Tran等,2022)。20%来自体力活动的能量消耗,分为非运动活动产热和运动诱导产热。10%来自饮食诱导产热,这是对过量热量摄入的反应。最后,寒冷诱导产热是可变的,涉及颤抖性产热和非颤抖性产热等机制(Saito等,2020)。

在这些组成部分中,饮食诱导产热和非颤抖性产热主要由棕色脂肪组织介导(Tran等,2022)。这是因为产热主要与线粒体和UCP1相关,而棕色脂肪组织具有高线粒体含量(Van Thi-Tuong, Van Vu & Van Pham,2023)。棕色脂肪组织的增加预计将增强这些组成部分,从而增加总能量消耗。

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## 褐变机制与BAT激活

通过脂肪组织增加产热有两种方式。第一种是增加褐变,第二种是增加已有棕色脂肪组织的激活。褐变可通过两种方式发生(Kurylowicz & Puzianowska-Kuznicka,2020)。第一种是通过前体/干细胞分化,第二种是通过成熟脂肪细胞的转分化。皮下脂肪细胞比内脏脂肪细胞更容易褐变,因为它们具有分化的能力(Gustafson & Smith,2015)。

β-肾上腺素能受体激活被认为是褐变的关键刺激。参与该系统的受体可能因物种而异。例如,在啮齿动物中,β-3肾上腺素能受体(β3-AR)参与褐变,而在人类中β2-AR参与(Blondin等,2020)。寒冷暴露与β-肾上腺素能激动剂类似,激活交感神经系统并释放去甲肾上腺素。当β-肾上腺素能受体被刺激时,它激活环磷酸腺苷(cAMP)和蛋白激酶A(PKA)。蛋白激酶A激活cAMP反应元件结合蛋白(CREB)、p38丝裂原活化蛋白激酶(p38-MAPK)和雷帕霉素机制靶点(mTOR)的磷酸化。cAMP反应元件结合蛋白和p38-MAPK增加过氧化物酶体增殖物激活受体γ共激活因子-1α(PGC-1α)的转录,PGC-1α激活诱导线粒体生物发生的转录因子(Deng等,2019)。雷帕霉素机制靶点对线粒体生物发生也很重要(Wei等,2015)。

交感神经激活是导致线粒体生物发生、褐变和产热的复杂机制的核心。当前研究强调了增强这些过程的几种刺激,包括运动、特定膳食成分和药物制剂。例如,运动刺激鸢尾素(irisin)的产生和释放,鸢尾素激活p38-MAPK和细胞外信号调节激酶(ERK)通路,从而增加UCP1表达(Zhang等,2014b)。运动还增加肝脏和脂肪组织中成纤维细胞生长因子-21(FGF21)的表达。其在脂肪组织中的增加诱导白色脂肪细胞中UCP1的表达(Reilly等,2021)。此外,运动诱导的活性氧(ROS)及其对神经系统的影响也在脂肪组织褐变中发挥作用(Mu等,2021)。

β-肾上腺素能激动剂和瘦素的慢性给药增加交感神经支配并刺激产热(Jimenez等,2003;Wang等,2020)。其他因素也在促进褐变中发挥作用。例如,降脂剂非诺贝特通过激活过氧化物酶体增殖物激活受体(PPAR)-α增加产热(Rachid等,2015)。同样,PPAR激动剂、激活腺苷一磷酸(AMP)活化蛋白激酶(AMPK)通路的制剂以及尼古丁(而非吸烟)等物质可通过促进线粒体生物发生来刺激褐变(Gaidhu等,2009;Yoshida等,1999)。

检查转录因子的表达和/或蛋白水平是评估褐变的主要方法之一。这些因子相互作用,影响脂肪生成和褐变(表2)。在这些标志物中,UCP1被认为是褐变和产热活动的明确指标。解偶联蛋白1的活性由游离脂肪酸(增强其活性)和嘌呤核苷酸(抑制其活性)调节(Macher等,2018)。哪种调节蛋白与基因结合决定了UCP1的转录调控(Villarroya, Peyrou & Giralt,2017)。在缺乏UCP1的情况下,脂肪生成和肝脏脂肪变性增加(Winn等,2017)。

PGC-1α是刺激肌肉和棕色脂肪细胞中线粒体生物发生的最有效因子之一(Deng等,2019)。另一个重要的褐变因子是细胞死亡诱导DNA片段化因子样效应子A(CIDEA),它通过抑制肝X受体(LXR)防止UCP1的下调(Jash等,2019)。PR结构域包含蛋白16(PRDM16)可激活白色脂肪组织中的产热基因(Ishibashi & Seale,2015)。它激活PGC-1α,对皮下白色脂肪组织的褐变是必需的。PRDM16的低表达可逆转褐变并将米色脂肪细胞转回白色脂肪细胞(Harms等,2014)。因此,PRDM16对于维持米色脂肪细胞及其产热活动至关重要。

过氧化物酶体增殖物激活受体γ是另一个关键转录因子,影响脂肪和碳水化合物代谢。它与LXR和受体相互作用蛋白140(RIP140)相互作用以下调UCP1(Wang等,2008)。应用PPARγ激动剂可增加胰岛素敏感性和褐变,但也可能增加内脏脂肪沉积和不良体重增加(Machado等,2022)。因此,PPARγ在褐变和白化过程中都发挥关键作用。

寒冷暴露通过增强去甲肾上腺素能刺激部分增加褐变,这增加了碘甲腺氨酸脱碘酶-2(DIO2),将甲状腺素(T4)转化为三碘甲状腺原氨酸(T3)(Kurylowicz & Puzianowska-Kuznicka,2020)。升高的T3水平刺激交感神经系统,从而增加UCP1表达。成纤维细胞生长因子-21通过上调PGC-1α增加UCP1表达(Fisher等,2012)。它还通过增加细胞内Ca++水平增强褐变。在脂肪组织中表达的叉头框C2(FoxC2)通过PKA通路介导产热效应,增加PGC-1α和UCP1的表达(Kajimura, Seale & Spiegelman,2010)。

褐变和棕色脂肪组织激活由类似的刺激触发(Kurylowicz & Puzianowska-Kuznicka,2020)。用于确定BAT激活的方法是2-脱氧-2-[18F]氟-D-葡萄糖([18F]FDG)-PET/CT成像。这种成像技术允许追踪棕色脂肪组织的存在和大小(van der Lans等,2014)。

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## 小檗碱对褐变和BAT激活的影响

小檗碱对褐变和BAT激活的影响很大一部分通过AMPK通路发生。除了这一长期研究的领域外,新的通路正在被探索,近期关注点集中在生长分化因子15(GDF15)。小檗碱对棕色脂肪组织的影响如图2所示。研究小檗碱对褐变影响的总结见表3。